Transactions
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Through every stage of your company’s growth, we’re there to make sure your needs are being met. What’s more, we’re always looking for new ways to help you succeed.
Below is a list of Piper Jaffray clients' recent successes across the U.S., Asia and Europe.
Note: This is a representative sampling of recent efforts and is not intended to be a full accounting of activity.
Services in each region in which we operate are provided by the locally licensed Piper Jaffray affiliate in that region.
| Date | Client | Type | Ticker | Deal Size ($ in MM) | Team |
| 12/07 | Yingli Green Energy Holdings Co. Ltd. | American Depository Receipt | NYSE: YGE | 200.0 | Clean Technology and Renewables |
| 11/07 | Focus Media Holding Ltd. | American Depository Receipt | NASDAQ: FMCN | 888.4 | Technology, Media and Telecommunications |
| 11/07 | Giant Interactive Group Inc. | American Depository Receipt | NYSE: GA | 1019.5 | Technology, Media and Telecommunications |
| 10/07 | China Digital TV Holding Co. Ltd. | American Depository Receipt | NYSE: STV | 220.8 | Technology, Media and Telecommunications |
| 06/07 | Spreadtrum Communications Inc. | American Depository Receipt | NYSE: SPRD | 144.5 | Technology, Media and Telecommunications |
| 06/07 | Yingli Green Energy Holding Co. Ltd. | American Depository Receipt | NYSE: YGE | 319.0 | Clean Technology and Renewables |
| 05/07 | LDK Solar Hi-Tech Co. Ltd. | American Depository Receipt | NYSE: LDK | 486.0 | Clean Technology and Renewables |
| 04/07 | Simcere Pharmaceutical Group | American Depository Receipt | NYSE: SCR | 260.5 | Health Care |
| 09/06 | Mindray Medical International Ltd. | American Depository Receipt | NYSE: MR | 310.5 | Health Care |
| 12/09 | Fufeng Group Limited | Block Trade | SEHK: 546 | 36.0 | Industrial Growth |
| 02/07 | Ultra Clean Holdings, Inc. | Block Trade | NASDAQ: UCTT | 26.0 | Technology, Media and Telecommunications |
| 10/06 | Ultra Clean Holdings, Inc. | Block Trade | NASDAQ: UCTT | 23.3 | Technology, Media and Telecommunications |
| 05/05 | IDX Systems Corporation | Block Trade | NYSE: IDXC | 47.3 | Health Care |
| 08/04 | JupiterMedia Corp. | Block Trade | 18.8 | Technology, Media and Telecommunications | |
| 06/04 | Hansen Natural | Block Trade | NASDAQ: HANS | 11.5 | Consumer |
| 08/05 | White River Capital, Inc. | Block Trade | 50.0 | Financial Institutions | |
| 04/10 | Medquist Inc., a portfolio company of CBay Systems | Buyer Advisory | 116.3 | Health Care | |
| 02/10 | Merz GmbH & Co. KGaA | Buyer Advisory | 253.0 | Health Care | |
| 11/09 | Brightoil Petroleum (Holdings) Limited | Buyer Advisory | 52.5 | Industrial Growth | |
| 05/09 | Nubrands Group Holdings Limited | Buyer Advisory | 197.6 | Industrial Growth | |
| 05/09 | Junefield Department Store Group Limited | Buyer Advisory | 14.2 | Industrial Growth | |
| 04/09 | Fortegra Financial Corporation | Buyer Advisory | Undisclosed | Financial Institutions | |
| 04/09 | Medtronic, Inc. | Buyer Advisory | 700.0 | Health Care | |
| 03/09 | Urban Decay Cosmetics, LLC | Buyer Advisory | Undisclosed | Consumer | |
| 03/09 | Lionsgate | Buyer Advisory | 255.0 | Technology, Media and Telecommunications | |
| 12/08 | Eclipsys Corp. | Buyer Advisory | 38.5 | Health Care | |
| 10/08 | Eclipsys Corp. | Buyer Advisory | 43.0 | Health Care | |
| 07/08 | Lone Star Funds | Buyer Advisory | 5900.0 | Financial Institutions | |
| 03/08 | Specific Media, Inc. | Buyer Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 03/08 | LNK Partners | Buyer Advisory | Undisclosed | Consumer | |
| 02/08 | Eclipsys Corp. | Buyer Advisory | 53.0 | Health Care | |
| 12/07 | Apogee Enterprises, Inc. | Buyer Advisory | 43.6 | Industrial Growth | |
| 12/07 | Rudolph Technologies, Inc. | Buyer Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 11/07 | Medtronic, Inc. | Buyer Advisory | 420.0 | Health Care | |
| 10/07 | Lone Star U.S. Acquisitions, LLC | Buyer Advisory | 300.0 | Financial Institutions | |
| 06/07 | MidCountry Bank | Buyer Advisory | Undisclosed | Financial Institutions | |
| 03/07 | Seminole Tribe of Florida | Buyer Advisory | 975.0 | Consumer | |
| 12/06 | Lone Star Funds | Buyer Advisory | 586.0 | Consumer | |
| 10/06 | ATS Medical Inc. | Buyer Advisory | 58.0 | Health Care | |
| 07/06 | American Medical Systems Holdings, Inc. | Buyer Advisory | 715.0 | Health Care | |
| 06/06 | Andersen Corporation | Buyer Advisory | Undisclosed | Industrial Growth | |
| 05/06 | Diamond Foods, Inc. | Buyer Advisory | 18.0 | Consumer | |
| 01/06 | P.F. Chang's China Bistro, Inc. | Buyer Advisory | Undisclosed | Consumer | |
| 01/06 | ev3 Inc. | Buyer Advisory | 105.9 | Health Care | |
| 12/05 | West Bancorporation, Inc. | Buyer Advisory | Undisclosed | Financial Institutions | |
| 12/05 | Corgentech Inc. | Buyer Advisory | 101.6 | Health Care | |
| 12/05 | Epicor Software Corporation | Buyer Advisory | 121.0 | Technology, Media and Telecommunications | |
| 08/05 | Avid Technology, Inc. | Buyer Advisory | 312.0 | Technology, Media and Telecommunications | |
| 07/05 | Department 56, Inc. | Buyer Advisory | 190.0 | Consumer | |
| 07/05 | Tyco Healthcare, a subsidiary of Tyco International Ltd. | Buyer Advisory | 66.0 | Health Care | |
| 05/05 | Andersen Corporation | Buyer Advisory | Undisclosed | Industrial Growth | |
| 04/05 | Hormel Foods Corporation | Buyer Advisory | Undisclosed | Consumer | |
| 03/05 | Standard Microsystems Corporation | Buyer Advisory | 94.0 | Technology, Media and Telecommunications | |
| 03/05 | Cytyc Corporation | Buyer Advisory | 160.0 | Health Care | |
| 02/05 | Greenfield Online, Inc. | Buyer Advisory | 30.0 | Technology, Media and Telecommunications | |
| 01/05 | Lone Star Funds | Buyer Advisory | 660.0 | Consumer | |
| 01/05 | Bumble Bee Seafoods, LLC | Buyer Advisory | 45.0 | Consumer | |
| 12/04 | Marvin Windows and Doors | Buyer Advisory | Undisclosed | Industrial Growth | |
| 12/04 | Hormel Foods Corporation | Buyer Advisory | 185.7 | Consumer | |
| 11/04 | ViroPharma Incorporated | Buyer Advisory | 116.0 | Health Care | |
| 11/04 | Tango Acquisition, Inc., a whollyowned subsidiary of Dave & Buster's Inc. | Buyer Advisory | 47.0 | Consumer | |
| 10/04 | ZOLL Medical Corporation | Buyer Advisory | Undisclosed | Health Care | |
| 08/04 | Avid Technology, Inc. | Buyer Advisory | 209.5 | Technology, Media and Telecommunications | |
| 07/04 | Intersil Corporation | Buyer Advisory | 529.0 | Technology, Media and Telecommunications | |
| 07/04 | American Medical Systems Holdings Inc. | Buyer Advisory | Undisclosed | Health Care | |
| 06/04 | CTI Molecular Imaging Inc. | Buyer Advisory | 41.0 | Health Care | |
| 01/04 | Radiant Systems, Inc. | Buyer Advisory | 45.2 | Technology, Media and Telecommunications | |
| 04/10 | Evergreen Solar Inc. | Convertible | NASDAQ: ESLR | 165.0 | Clean Technology and Renewables |
| 04/10 | MGIC Investment Corp. | Convertible | MTG | 345.0 | Financial Institutions |
| 03/10 | SunPower Corporation | Convertible | NASDAQ: SPWRA | 250.0 | Clean Technology and Renewables |
| 03/10 | Rovi Corporation | Convertible | NASDAQ: ROVI | 460.0 | Technology, Media and Telecommunications |
| 10/09 | Finisar Corp. | Convertible | NASDAQ: FNSR | 139.1 | Technology, Media and Telecommunications |
| 06/09 | Equinix, Inc. | Convertible | NASDAQ: EQIX | 373.8 | Technology, Media and Telecommunications |
| 05/09 | Cephalon, Inc. | Convertible | NASDAQ: CEPH | 500.0 | Health Care |
| 04/09 | SunPower Corporation | Convertible | NASDAQ: SPWRA | 230.0 | Clean Technology and Renewables |
| 06/08 | Canadian Solar, Inc. | Convertible | NASDAQ: CSIQ | 74.0 | Clean Technology and Renewables |
| 06/08 | Evergreen Solar, Inc. | Convertible | NASDAQ: ESLR | 373.8 | Clean Technology and Renewables |
| 05/08 | JA Solar Holdings Co., Ltd. | Convertible | NASDAQ: JASO | 400.0 | Clean Technology and Renewables |
| 03/08 | MGIC Investment Corp. | Convertible | NYSE: MTG | 390.0 | Financial Institutions |
| 01/08 | Solarfun Power Holdings Co. Ltd. | Convertible | NASDAQ: SOLF | 172.5 | Clean Technology and Renewables |
| 12/07 | Yingli Green Energy Holdings Co. Ltd. | Convertible | NYSE: YGE | 172.5 | Clean Technology and Renewables |
| 12/07 | Canadian Solar, Inc. | Convertible | NASDAQ: CSIQ | 75.0 | Clean Technology and Renewables |
| 11/07 | Wright Medical Group Inc. | Convertible | NASDAQ: WMGI | 200.0 | Health Care |
| 07/07 | Sonosite Inc. | Convertible | NASDAQ: SONO | 225.0 | Health Care |
| 05/07 | Epicor Software Corporation | Convertible | NASDAQ: EPIC | 200.0 | Technology, Media and Telecommunications |
| 04/07 | Magma Design Automation | Convertible | NASDAQ: LAVA | 49.9 | Technology, Media and Telecommunications |
| 04/07 | Oscient Pharmaceuticals Corp. | Convertible | OTC: OSCI | 60.0 | Health Care |
| 03/07 | Electroglas, Inc. | Convertible | OTC: EGLSQ | 25.8 | Technology, Media and Telecommunications |
| 03/07 | Komag, Inc. | Convertible | NYSE: KOMG | 220.0 | Technology, Media and Telecommunications |
| 03/07 | Greatbatch, Inc. | Convertible | NYSE: GB | 80.0 | Health Care |
| 03/07 | ViroPharma Incorporated | Convertible | NASDAQ: VPHM | 250.0 | Health Care |
| 03/07 | DexCom, Inc. | Convertible | NASDAQ: DXCM | 60.0 | Health Care |
| 01/07 | Monogram Biosciences, Inc. | Convertible | 30.0 | Health Care | |
| 12/06 | Credence Systems Corp. | Convertible | NYSE: CMOS | 122.5 | Technology, Media and Telecommunications |
| 11/06 | deCODE Genetics, Inc. | Convertible | NASDAQ: DCGN | 80.0 | Health Care |
| 10/06 | Finisar Corp. | Convertible | NYSE: FNSR | 100.0 | Technology, Media and Telecommunications |
| 09/06 | Incyte Corporation | Convertible | NASDAQ: INCY | 151.8 | Health Care |
| 06/06 | American Medical Systems Holdings, Inc. | Convertible | NASDAQ: AMMD | 373.8 | Health Care |
| 02/06 | XOMA Ltd. | Convertible | NASDAQ: XOMA | 12.5 | Health Care |
| 03/05 | Connetics Corporation | Convertible | NYSE: CNCT | 150.0 | Health Care |
| 03/05 | CryoLife, Inc. | Convertible | NYSE: CRY | 20.0 | Health Care |
| 02/05 | Acusphere, Inc. | Convertible | NYSE: ACUS | 45.0 | Health Care |
| 02/05 | Marchex, Inc. | Convertible | NASDAQ: MCHX | 57.5 | Technology, Media and Telecommunications |
| 11/04 | Overstock.com Inc. | Convertible | NASDAQ: OSTK | 120.0 | Technology, Media and Telecommunications |
| 10/04 | Xcyte Therapies, Inc. | Convertible | NASDAQ: XCYT | 29.9 | Health Care |
| 10/04 | Option Care Inc. | Convertible | NYSE: OPTN | 86.3 | Health Care |
| 06/04 | Allscripts Healthcare Solutions Inc. | Convertible | NASDAQ: MDRX | 82.5 | Health Care |
| 06/04 | LabOne Inc. | Convertible | NYSE: LABS | 103.5 | Health Care |
| 06/04 | Kellwood Company | Convertible | 200.0 | Consumer | |
| 06/04 | Charles River Associates Inc. | Convertible | NYSE: CRAI | 90.0 | Technology, Media and Telecommunications |
| 06/04 | Rockford Corporation | Convertible | NASDAQ: ROFO | 12.5 | Consumer |
| 06/04 | Great Plains Energy Inc. | Convertible | NYSE: GXP | 163.6 | Other |
| 05/04 | CV Therapeutics Inc. | Convertible | NYSE: CVTX | 150.0 | Health Care |
| 04/04 | deCODE Genetics, Inc. | Convertible | NASDAQ: DCGN | 150.0 | Health Care |
| 04/04 | Financial Federal Corp. | Convertible | NYSE: FIF | 175.0 | Financial Institutions |
| 03/04 | Cytyc Corporation | Convertible | NASDAQ: CYTC | 250.0 | Health Care |
| 02/04 | MGI PHARMA, INC. | Convertible | 348.0 | Health Care | |
| 02/04 | Incyte Corporation | Convertible | NASDAQ: INCY | 250.0 | Health Care |
| 01/04 | Komag, Inc. | Convertible | NYSE: KOMG | 80.5 | Technology, Media and Telecommunications |
| 08/09 | Brightoil Petroleum (Holdings) Limited | Convertible | SEHK: 933 | 120.0 | Industrial Growth |
| 08/08 | Ferro Corporation | Convertible | NYSE: FOE | 172.5 | Industrial Growth |
| 04/09 | Power-One, Inc. | Convertible PIPE | NASDAQ: PWER | 60.0 | Clean Technology and Renewables |
| 05/06 | Sipex Corporation | Convertible PIPE | NYSE: SIPX | 30.0 | Technology, Media and Telecommunications |
| 03/06 | 180 Connect, Inc. | Convertible PIPE | NYSE: NCT.U | 10.7 | Technology, Media and Telecommunications |
| 11/05 | Richardson Electronics, Ltd. | Convertible PIPE | NASDAQ: RELL | 25.0 | Technology, Media and Telecommunications |
| 10/05 | ATS Medical Inc. | Convertible PIPE | NASDAQ: ATSI | 22.4 | Health Care |
| 02/05 | Quixote Corporation | Convertible PIPE | NASDAQ: QUIX | 40.0 | Technology, Media and Telecommunications |
| 10/04 | ViroPharma Incorporated | Convertible PIPE | NASDAQ: VPHM | 62.5 | Health Care |
| 08/08 | Credence Systems GmbH | Fairness Opinion | Undisclosed | Technology, Media and Telecommunications | |
| 04/08 | FMG Acquisition Corp. | Fairness Opinion | 95.0 | Financial Institutions | |
| 09/07 | Staktek Holdings, Inc. | Fairness Opinion | 30.0 | Technology, Media and Telecommunications | |
| 08/07 | US BioEnergy Corporation | Fairness Opinion | 230.0 | Clean Technology and Renewables | |
| 07/07 | NightHawk Radiology Holdings, Inc. | Fairness Opinion | 62.5 | Health Care | |
| 06/07 | Outback Steakhouse, a portfolio company of OSI Restaurant Partners, Inc. | Fairness Opinion | 3482.0 | Consumer | |
| 04/07 | Rex Stores Corporation | Fairness Opinion | Undisclosed | Consumer | |
| 01/07 | Pemstar, Inc. | Fairness Opinion | 298.4 | Technology, Media and Telecommunications | |
| 06/06 | Ultra Clean Holdings, Inc. | Fairness Opinion | 50.0 | Technology, Media and Telecommunications | |
| 12/04 | Cash America International, Inc. | Fairness Opinion | 120.0 | Financial Institutions | |
| 08/10 | Cardtronics Inc. | Follow-On Offering | NASDAQ: CATM | 98.0 | Financial Institutions |
| 07/10 | Cninsure Inc. | Follow-On Offering | NASDAQ: CISG | 115.0 | Financial Institutions |
| 06/10 | Ulta Salon Cosmetics & Fragrance Inc. | Follow-On Offering | NASDAQ: ULTA | 229.7 | Consumer |
| 05/10 | Vitamin Shoppe, Inc. | Follow-On Offering | NYSE: VSI | 168.5 | Consumer |
| 04/10 | MGIC Investment Corp. | Follow-On Offering | NYSE: MTG | 805.0 | Financial Institutions |
| 04/10 | Kilroy Realty Corp. | Follow-On Offering | NYSE: KRC | 312.8 | Industrial Growth |
| 04/10 | Macerich Co. | Follow-On Offering | NYSE: MAC | 1230.0 | Industrial Growth |
| 03/10 | Cardtronics, Inc. | Follow-On Offering | NASDAQ: CATM | 84.0 | Financial Institutions |
| 03/10 | Finisar Corporation | Follow-On Offering | NASDAQ: FNSR | 139.1 | Technology, Media and Telecommunications |
| 03/10 | China Chief Cable TV Group Ltd. | Follow-On Offering | SEHK: 8153 | 32.9 | Technology, Media and Telecommunications |
| 03/10 | Micromet, Inc. | Follow-On Offering | NASDAQ: MITI | 80.5 | Health Care |
| 03/10 | Green Plains Renewable Energy, Inc. | Follow-On Offering | NASDAQ: GPRE | 85.4 | Clean Technology and Renewables |
| 02/10 | rue21, Inc | Follow-On Offering | NASDAQ: RUE | 172.5 | Consumer |
| 02/10 | IntegraMed America, Inc. | Follow-On Offering | NASDAQ: INMD | 21.0 | Health Care |
| 01/10 | Sinovac Biotech Ltd. | Follow-On Offering | NYSE: SVA | 66.0 | Health Care |
| 01/10 | Duoyuan Global Water Inc. | Follow-On Offering | NYSE: DGW | 104.6 | Clean Technology and Renewables |
| 11/09 | LogMeIn, Inc. | Follow-On Offering | NASDAQ: LOGM | 57.8 | Technology, Media and Telecommunications |
| 11/09 | Compellent Technologies, Inc. | Follow-On Offering | NYSE: CML | 73.9 | Technology, Media and Telecommunications |
| 11/09 | Wonder Auto Technology, Inc. | Follow-On Offering | NASDAQ: WATG | 74.2 | Industrial Growth |
| 10/09 | Veeco Instruments Inc. | Follow-On Offering | NASDAQ: VECO | 136.6 | Clean Technology and Renewables |
| 10/09 | Telvent GIT, S.A. | Follow-On Offering | NASDAQ: TLVT | 114.2 | Clean Technology and Renewables |
| 10/09 | DragonWave Inc. | Follow-On Offering | NASDAQ: DRWI | 129.7 | Technology, Media and Telecommunications |
| 10/09 | Canadian Solar, Inc. | Follow-On Offering | NASDAQ: CSIQ | 108.7 | Clean Technology and Renewables |
| 09/09 | Grand Canyon Education, Inc. | Follow-On Offering | NASDAQ: LOPE | 113.9 | Technology, Media and Telecommunications |
| 09/09 | Cree Inc. | Follow-On Offering | NASDAQ: CREE | 449.1 | Technology, Media and Telecommunications |
| 08/09 | Ocwen Financial Corp | Follow-On Offering | NYSE: OCN | 289.8 | Financial Institutions |
| 07/09 | Trina Solar Ltd. | Follow-On Offering | NYSE: TSL | 129.4 | Clean Technology and Renewables |
| 07/09 | Seneca Foods Corp. | Follow-On Offering | NASDAQ: SENEA | 82.6 | Consumer |
| 06/09 | Assured Guaranty Ltd. | Follow-On Offering | NYSE: AGO | 487.0 | Financial Institutions |
| 06/09 | Yingli Green Energy Holding Co. Ltd. | Follow-On Offering | NYSE: YGE | 278.0 | Clean Technology and Renewables |
| 05/09 | Cephalon, Inc. | Follow-On Offering | NASDAQ: CEPH | 300.0 | Health Care |
| 05/09 | US Bancorp | Follow-On Offering | NYSE: USB | 2755.4 | Financial Institutions |
| 04/09 | SunPower Corporation | Follow-On Offering | NASDAQ: SPWRA | 227.7 | Clean Technology and Renewables |
| 04/09 | Fidelity National Financial, Inc. | Follow-On Offering | NYSE: FNF | 345.2 | Financial Institutions |
| 12/08 | American Public Education Inc. | Follow-On Offering | NYSE: APEI | 158.5 | Technology, Media and Telecommunications |
| 08/08 | CAI International Inc. | Follow-On Offering | NYSE: CAP | 34.9 | Financial Institutions |
| 07/08 | EnergySolutions, Inc. | Follow-On Offering | NYSE: ES | 764.8 | Clean Technology and Renewables |
| 07/08 | Canadian Solar, Inc. | Follow-On Offering | NASDAQ: CSIQ | 119.0 | Clean Technology and Renewables |
| 06/08 | ReneSola Ltd. | Follow-On Offering | AIM: SOLA | 212.2 | Clean Technology and Renewables |
| 03/08 | MGIC Investment Corp. | Follow-On Offering | NYSE: MTG | 483.0 | Financial Institutions |
| 02/08 | American Public Education Inc. | Follow-On Offering | NYSE: APEI | 150.7 | Technology, Media and Telecommunications |
| 02/08 | Acorda Therapeutics, Inc. | Follow-On Offering | NASDAQ: ACOR | 81.6 | Health Care |
| 11/07 | Fresh Del Monte Produce Inc. | Follow-On Offering | NYSE: FDP | 289.7 | Consumer |
| 10/07 | Volcano Corporation | Follow-On Offering | NASDAQ: VOLC | 130.8 | Health Care |
| 10/07 | TomoTherapy Incorporated | Follow-On Offering | NASDAQ: TOMO | 217.5 | Health Care |
| 10/07 | JA Solar Holdings Co., Ltd. | Follow-On Offering | NASDAQ: JASO | 305.7 | Clean Technology and Renewables |
| 10/07 | Sierra Wireless | Follow-On Offering | NASDAQ: SWIR | 85.1 | Technology, Media and Telecommunications |
| 08/07 | First Solar Inc. | Follow-On Offering | NYSE: FSLR | 698.3 | Clean Technology and Renewables |
| 06/07 | American Oriental Bioengineering Inc. | Follow-On Offering | NYSE: AOB | 83.1 | Health Care |
| 06/07 | Citi Trends, Inc. | Follow-On Offering | NASDAQ: CTRN | 81.0 | Consumer |
| 06/07 | RAM Holdings Ltd. | Follow-On Offering | OTC: RAMR | 72.1 | Financial Institutions |
| 06/07 | Acorda Therapeutics, Inc. | Follow-On Offering | NYSE: ACOR | 79.8 | Health Care |
| 06/07 | Einstein Noah Restaurant Group | Follow-On Offering | NYSE: BAGL | 90.0 | Consumer |
| 05/07 | ORBCOMM, Inc. | Follow-On Offering | NASDAQ: ORBC | 80.5 | Technology, Media and Telecommunications |
| 05/07 | Phase Forward Incorporated | Follow-On Offering | NASDAQ: PFWD | 82.5 | Health Care |
| 05/07 | Evergreen Solar, Inc. | Follow-On Offering | NASDAQ: ESLR | 142.3 | Clean Technology and Renewables |
| 05/07 | Omnicell, Inc. | Follow-On Offering | NASDAQ: OMCL | 96.4 | Health Care |
| 05/07 | Genomic Health Inc. | Follow-On Offering | NASDAQ: GHDX | 46.5 | Health Care |
| 05/07 | Capella Education Co. | Follow-On Offering | NASDAQ: CPLA | 144.3 | Technology, Media and Telecommunications |
| 05/07 | Array BioPharma, Inc. | Follow-On Offering | NASDAQ: ARRY | 91.0 | Health Care |
| 04/07 | Physicians Formula Holdings Inc. | Follow-On Offering | NASDAQ: FACE | 104.8 | Consumer |
| 04/07 | ev3 Inc. | Follow-On Offering | NASDAQ: EVVV | 166.3 | Health Care |
| 04/07 | MWI Veterinary Supply, Inc. | Follow-On Offering | NASDAQ: MWIV | 93.6 | Health Care |
| 04/07 | ACADIA Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ACAD | 102.5 | Health Care |
| 03/07 | AMIS Holdings, Inc. | Follow-On Offering | NYSE: AMIS | 206.3 | Technology, Media and Telecommunications |
| 03/07 | Bare Escentuals, Inc. | Follow-On Offering | NASDAQ: BARE | 476.1 | Consumer |
| 02/07 | Sirenza Microdevices, Inc. | Follow-On Offering | NYSE: SMDI | 52.3 | Technology, Media and Telecommunications |
| 02/07 | New Oriental Education & Technology Group Inc. | Follow-On Offering | NYSE: EDU | 303.0 | Technology, Media and Telecommunications |
| 01/07 | InnerWorkings, Inc. | Follow-On Offering | NASDAQ: INWK | 108.0 | Technology, Media and Telecommunications |
| 12/06 | The Wet Seal, Inc. | Follow-On Offering | NASDAQ: WTSLA | 110.4 | Consumer |
| 12/06 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 174.7 | Health Care |
| 12/06 | Volcano Corporation | Follow-On Offering | NASDAQ: VOLC | 138.9 | Health Care |
| 12/06 | Iconix Brand Group | Follow-On Offering | NASDAQ: ICON | 260.2 | Consumer |
| 11/06 | Alliance Imaging Inc. | Follow-On Offering | NYSE: AIQ | 52.9 | Health Care |
| 11/06 | Vital Images, Inc. | Follow-On Offering | NYSE: VTAL | 104.0 | Health Care |
| 11/06 | Cache, Inc. | Follow-On Offering | NASDAQ: CACH | 49.1 | Consumer |
| 11/06 | Marlin Business Services, Inc. | Follow-On Offering | NASDAQ: MRLN | 22.0 | Financial Institutions |
| 11/06 | Alexion Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ALXN | 148.4 | Health Care |
| 11/06 | PeopleSupport, Inc. | Follow-On Offering | NYSE: PSPT | 96.6 | Technology, Media and Telecommunications |
| 11/06 | Celgene Corporation | Follow-On Offering | NASDAQ: CELG | 1032.0 | Health Care |
| 10/06 | Nighthawk Radiology Holdings, Inc. | Follow-On Offering | NYSE: NHWK | 117.0 | Health Care |
| 10/06 | IHS Inc. | Follow-On Offering | NYSE: IHS | 323.6 | Technology, Media and Telecommunications |
| 10/06 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 72.5 | Financial Institutions |
| 10/06 | Exelixis Inc. | Follow-On Offering | NASDAQ: EXEL | 96.6 | Health Care |
| 10/06 | Hallmark Financial Services | Follow-On Offering | NASDAQ: HAF | 27.0 | Financial Institutions |
| 09/06 | Actions Semiconductor Co., Ltd. | Follow-On Offering | NASDAQ: ACTS | 99.9 | Clean Technology and Renewables |
| 08/06 | The Andersons, Inc. | Follow-On Offering | NASDAQ: ANDE | 95.7 | Clean Technology and Renewables |
| 08/06 | Crocs, Inc. | Follow-On Offering | NASDAQ: CROX | 247.8 | Consumer |
| 07/06 | Website Pros, Inc. | Follow-On Offering | NASDAQ: WSPI | 34.8 | Technology, Media and Telecommunications |
| 07/06 | MWI Veterinary Supply, Inc. | Follow-On Offering | NASDAQ: MWIV | 100.7 | Health Care |
| 06/06 | Focus Media Holding Ltd. | Follow-On Offering | NASDAQ: FMCN | 415.8 | Technology, Media and Telecommunications |
| 06/06 | Sangamo BioSciences, Inc. | Follow-On Offering | NASDAQ: SGMO | 20.9 | Health Care |
| 06/06 | Dollar Financial Corp. | Follow-On Offering | NASDAQ: DLLR | 95.7 | Financial Institutions |
| 06/06 | Zumiez Inc. | Follow-On Offering | NASDAQ: ZUMZ | 44.8 | Consumer |
| 06/06 | Patriot Capital Funding, Inc. | Follow-On Offering | NASDAQ: PCAP | 41.8 | Financial Institutions |
| 05/06 | Under Armour, Inc. | Follow-On Offering | NYSE: UA | 284.0 | Consumer |
| 05/06 | Reddy Ice Holdings, Inc. | Follow-On Offering | NYSE: FRZ | 98.9 | Consumer |
| 05/06 | Phillips-Van Heusen Corporation | Follow-On Offering | NYSE: PVH | 382.2 | Consumer |
| 05/06 | Rocky Shoes & Boots Inc. | Follow-On Offering | NYSE: RCKY | 11.3 | Consumer |
| 04/06 | ACADIA Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ACAD | 63.4 | Health Care |
| 04/06 | DexCom, Inc. | Follow-On Offering | NASDAQ: DXCM | 132.0 | Health Care |
| 03/06 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 487.3 | Financial Institutions |
| 03/06 | CapitalSource Inc. | Follow-On Offering | NYSE: CSE | 413.6 | Financial Institutions |
| 03/06 | Ultra Clean Holdings, Inc. | Follow-On Offering | NASDAQ: UCTT | 47.0 | Technology, Media and Telecommunications |
| 03/06 | Energy Conversion Devices, Inc. | Follow-On Offering | NASDAQ: ENER | 394.5 | Clean Technology and Renewables |
| 02/06 | Allscripts Healthcare Solutions Inc. | Follow-On Offering | NASDAQ: MDRX | 149.0 | Health Care |
| 02/06 | Vital Signs, Inc. | Follow-On Offering | NYSE: VITL | 97.3 | Health Care |
| 01/06 | Alnylam Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ALNY | 66.5 | Health Care |
| 01/06 | Focus Media Holding Ltd. | Follow-On Offering | NASDAQ: FMCN | 322.6 | Technology, Media and Telecommunications |
| 01/06 | SeaBright Insurance Holdings, Inc. | Follow-On Offering | NYSE: SBX | 115.9 | Financial Institutions |
| 01/06 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 179.8 | Health Care |
| 01/06 | Citi Trends, Inc. | Follow-On Offering | NASDAQ: CTRN | 81.4 | Consumer |
| 01/06 | New York & Company, Inc. | Follow-On Offering | NYSE: NWY | 148.9 | Consumer |
| 12/05 | ViroPharma Incorporated | Follow-On Offering | NASDAQ: VPHM | 173.4 | Health Care |
| 12/05 | Volcom, Inc. | Follow-On Offering | NASDAQ: VLCM | 177.0 | Consumer |
| 11/05 | Zumiez Inc. | Follow-On Offering | NASDAQ: ZUMZ | 97.2 | Consumer |
| 11/05 | Myriad Genetics, Inc. | Follow-On Offering | NYSE: MYGN | 149.0 | Health Care |
| 10/05 | CoTherix, Inc. | Follow-On Offering | NASDAQ: CTRX | 67.3 | Health Care |
| 10/05 | CapitalSource Inc. | Follow-On Offering | NYSE: CSE | 429.3 | Financial Institutions |
| 09/05 | Renovis, Inc. | Follow-On Offering | NYSE: RNVS | 54.0 | Health Care |
| 08/05 | Anthracite Capital, Inc. | Follow-On Offering | NYSE: AHR | 20.0 | Financial Institutions |
| 08/05 | Anadys Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ANDS | 71.3 | Health Care |
| 08/05 | ZymoGenetics, Inc. | Follow-On Offering | NASDAQ: ZGEN | 135.0 | Health Care |
| 07/05 | Symmetry Medical Inc. | Follow-On Offering | NYSE: SMA | 255.9 | Health Care |
| 07/05 | Phillips-Van Heusen Corporation | Follow-On Offering | NYSE: PVH | 240.5 | Consumer |
| 06/05 | CV Therapeutics, Inc. | Follow-On Offering | NYSE: CVTX | 180.4 | Health Care |
| 06/05 | CRA International | Follow-On Offering | NYSE: CRAI | 102.1 | Technology, Media and Telecommunications |
| 06/05 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 75.6 | Financial Institutions |
| 06/05 | Langer, Inc. | Follow-On Offering | NYSE: GAIT | 32.5 | Health Care |
| 06/05 | Thornburg Mortgage, Inc. | Follow-On Offering | OTC: THMR | 123.2 | Financial Institutions |
| 05/05 | NAVTEQ Corporation | Follow-On Offering | NYSE: NVT | 1241.3 | Technology, Media and Telecommunications |
| 03/05 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 315.0 | Financial Institutions |
| 03/05 | Aladdin Knowledge Systems Ltd. | Follow-On Offering | NYSE: ALDN | 49.3 | Technology, Media and Telecommunications |
| 03/05 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 31.5 | Financial Institutions |
| 03/05 | Horizon Health Corporation | Follow-On Offering | NYSE: HORC | 62.5 | Health Care |
| 03/05 | Neurochem Inc. | Follow-On Offering | NYSE: NRMX | 61.2 | Health Care |
| 02/05 | CoTherix, Inc. | Follow-On Offering | NASDAQ: CTRX | 37.8 | Health Care |
| 02/05 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 51.8 | Health Care |
| 12/04 | Ctrip.com International Ltd. | Follow-On Offering | NASDAQ: CTRP | 92.8 | Technology, Media and Telecommunications |
| 12/04 | Wintrust Financial Corporation | Follow-On Offering | NYSE: WTFC | 71.4 | Financial Institutions |
| 12/04 | Array BioPharma, Inc. | Follow-On Offering | NASDAQ: ARRY | 71.3 | Health Care |
| 12/04 | Greenfield Online, Inc. | Follow-On Offering | NASDAQ: SRVY | 125.3 | Technology, Media and Telecommunications |
| 11/04 | HealthExtras, Inc. | Follow-On Offering | NYSE: HLEX | 84.0 | Health Care |
| 11/04 | Overstock.com Inc. | Follow-On Offering | NASDAQ: OSTK | 79.4 | Technology, Media and Telecommunications |
| 11/04 | Tempur-Pedic International Inc. | Follow-On Offering | NYSE: TPX | 283.5 | Consumer |
| 11/04 | Portfolio Recovery Associates, Inc. | Follow-On Offering | NASDAQ: PRAA | 67.4 | Financial Institutions |
| 09/04 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 40.7 | Financial Institutions |
| 08/04 | TRM Corporation | Follow-On Offering | ASX: TRMM | 56.9 | Financial Institutions |
| 07/04 | RC2 Corporation | Follow-On Offering | NASDAQ: RCRC | 89.1 | Consumer |
| 07/04 | Inspire Pharmaceuticals Inc. | Follow-On Offering | NYSE: ISPH | 82.8 | Health Care |
| 07/04 | Auxilium Pharmaceuticals Inc. | Follow-On Offering | NYSE: AUXL | 41.3 | Health Care |
| 07/04 | Greenfield Online, Inc. | Follow-On Offering | NASDAQ: SRVY | 74.8 | Technology, Media and Telecommunications |
| 07/04 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 123.9 | Financial Institutions |
| 06/04 | K2 Inc. | Follow-On Offering | NYSE: KTO | 99.2 | Consumer |
| 06/04 | RAIT Investment Trust | Follow-On Offering | NYSE: RAS | 55.8 | Financial Institutions |
| 06/04 | Kinetic Concepts Inc. | Follow-On Offering | NYSE: KCI | 764.8 | Health Care |
| 05/04 | JupiterMedia Corp. | Follow-On Offering | 40.1 | Technology, Media and Telecommunications | |
| 05/04 | Open Solutions Inc. | Follow-On Offering | 109.7 | Technology, Media and Telecommunications | |
| 05/04 | Deckers Outdoor Corporation | Follow-On Offering | NASDAQ: DECK | 86.6 | Consumer |
| 05/04 | IntraBiotics Pharmaceuticals Inc. | Follow-On Offering | NYSE: IBPI | 44.9 | Health Care |
| 08/10 | China Kanghui Holdings | Initial Public Offering | NYSE: KH | 68.4 | Health Care |
| 08/10 | Gordmans Stores, Inc | Initial Public Offering | NASDAQ: GMAN | 58.9 | Consumer |
| 08/10 | Trius Therapeutics, Inc. | Initial Public Offering | NASDAQ: TSRX | 50.0 | Health Care |
| 07/10 | Molycorp, Inc. | Initial Public Offering | NYSE: MCP | 393.8 | Clean Technology and Renewables |
| 07/10 | Green Dot Corporation | Initial Public Offering | NYSE: GDOT | 188.7 | Financial Institutions |
| 07/10 | RealD Inc. | Initial Public Offering | NYSE: RLD | 230.0 | Technology, Media and Telecommunications |
| 07/10 | SMART Technologies Inc. | Initial Public Offering | NASDAQ: SMT | 660.1 | Technology, Media and Telecommunications |
| 06/10 | Chaowei Power Holdings Ltd. | Initial Public Offering | SEHK: 951 | 70.0 | Industrial Growth |
| 06/10 | Higher One Holdings Inc. | Initial Public Offering | NYSE: ONE | 124.2 | Financial Institutions |
| 06/10 | China New Borun Corp. | Initial Public Offering | NYSE: BORN | 40.1 | Consumer |
| 05/10 | GenMark Diagnostics, Inc. | Initial Public Offering | NASDAQ: GNMK | 27.6 | Health Care |
| 05/10 | ReachLocal, Inc. | Initial Public Offering | NASDAQ: RLOC | 62.3 | Technology, Media and Telecommunications |
| 05/10 | TeleNav, Inc. | Initial Public Offering | NASDAQ: TNAV | 64.4 | Technology, Media and Telecommunications |
| 05/10 | Express Inc. | Initial Public Offering | NYSE: EXPR | 272.0 | Consumer |
| 05/10 | Lansen Pharmaceutical Holdings Ltd. | Initial Public Offering | SEHK: 503 | 78.7 | Health Care |
| 05/10 | Charm Communications Inc. | Initial Public Offering | NASDAQ: CHRM | 74.2 | Technology, Media and Telecommunications |
| 05/10 | Douglas Dynamics, Inc. | Initial Public Offering | NYSE: PLOW | 112.5 | Industrial Growth |
| 04/10 | Sijia Group Company Limited | Initial Public Offering | SEHK: 1863 | 96.0 | Industrial Growth |
| 04/10 | Alpha & Omega Semiconductor, Ltd. | Initial Public Offering | NASDAQ: AOSL | 91.6 | Technology, Media and Telecommunications |
| 04/10 | Convio, Inc. | Initial Public Offering | NASDAQ: CNVO | 46.2 | Technology, Media and Telecommunications |
| 04/10 | O-Net Communications (Group) Ltd. | Initial Public Offering | SEHK: 877 | 72.2 | Technology, Media and Telecommunications |
| 04/10 | Codexis, Inc. | Initial Public Offering | NASDAQ: CDXS | 78.0 | Clean Technology and Renewables |
| 04/10 | Dynavox Inc. | Initial Public Offering | NASDAQ: DVOX | 140.6 | Health Care |
| 04/10 | Mitel Networks Corp. | Initial Public Offering | NASDAQ: MITL | 147.4 | Technology, Media and Telecommunications |
| 04/10 | Tengion, Inc. | Initial Public Offering | NASDAQ: TNGN | 30.0 | Health Care |
| 03/10 | Financial Engines, Inc. | Initial Public Offering | NASDAQ: FNGN | 146.3 | Financial Institutions |
| 12/09 | China Corn Oil Company Limited | Initial Public Offering | SEHK: 1006 | 80.0 | Consumer |
| 12/09 | Mobi Development Co., Ltd. | Initial Public Offering | SEHK: 947 | 76.0 | Technology, Media and Telecommunications |
| 11/09 | Archipelago Learning, Inc. | Initial Public Offering | NASDAQ: ARCL | 118.6 | Technology, Media and Telecommunications |
| 11/09 | rue21, Inc. | Initial Public Offering | NASDAQ: RUE | 147.8 | Consumer |
| 11/09 | Duoyuan Printing, Inc. | Initial Public Offering | NYSE: DYP | 54.9 | Industrial Growth |
| 11/09 | Ancestry.com Inc. | Initial Public Offering | NASDAQ: ACOM | 100.0 | Technology, Media and Telecommunications |
| 10/09 | Comtec Solar Technology Co., Ltd. | Initial Public Offering | SEHK: 712 | 68.0 | Clean Technology and Renewables |
| 10/09 | Vitamin Shoppe, Inc. | Initial Public Offering | NYSE: VSI | 177.8 | Consumer |
| 10/09 | Education Management Corporation | Initial Public Offering | NASDAQ: EDMC | 414.0 | Technology, Media and Telecommunications |
| 09/09 | China Lilang Ltd | Initial Public Offering | SEHK: 1234 | 150.0 | Consumer |
| 08/09 | Emdeon Inc | Initial Public Offering | NYSE: EM | 422.5 | Health Care |
| 08/09 | Starwood Property Trust Inc | Initial Public Offering | NYSE: STWD | 931.5 | Financial Institutions |
| 07/09 | Amber Energy Limited | Initial Public Offering | SEHK: 90 | 24.5 | Industrial Growth |
| 06/09 | LogMeIn, Inc. | Initial Public Offering | NASDAQ: LOGM | 122.7 | Technology, Media and Telecommunications |
| 06/09 | Duoyuan Global Water Inc. | Initial Public Offering | NYSE: DGW | 101.2 | Clean Technology and Renewables |
| 06/09 | Chemspec International Limited | Initial Public Offering | NASDAQ: CPC | 72.8 | Clean Technology and Renewables |
| 06/09 | Lumena Resources Group | Initial Public Offering | SEHK: 67 | 170.6 | Industrial Growth |
| 04/09 | Rosetta Stone Inc. | Initial Public Offering | NYSE: RST | 129.4 | Technology, Media and Telecommunications |
| 04/09 | Bridgepoint Education | Initial Public Offering | NYSE: BPI | 163.0 | Technology, Media and Telecommunications |
| 11/08 | Grand Canyon Education, Inc. | Initial Public Offering | NYSE: LOPE | 144.9 | Technology, Media and Telecommunications |
| 07/08 | China Distance Education Holdings Ltd. | Initial Public Offering | NYSE: DL | 61.3 | Technology, Media and Telecommunications |
| 07/08 | GT Solar International, Inc. | Initial Public Offering | NASDAQ: SOLR | 499.9 | Clean Technology and Renewables |
| 03/08 | Visa Inc. | Initial Public Offering | NYSE: V | 19650.4 | Financial Institutions |
| 03/08 | Heritage-Crystal Clean Inc. | Initial Public Offering | NASDAQ: HCCI | 25.3 | Technology, Media and Telecommunications |
| 02/08 | BPW Acquisition Corp. | Initial Public Offering | NASDAQ: BPW | 350.0 | Financial Institutions |
| 01/08 | ATA Inc. | Initial Public Offering | NASDAQ: ATAI | 46.3 | Technology, Media and Telecommunications |
| 01/08 | ReneSola Ltd. | Initial Public Offering | AIM: SOLA | 130.0 | Clean Technology and Renewables |
| 12/07 | Gushan Environmental Energy Ltd. | Initial Public Offering | NYSE: GU | 184.6 | Clean Technology and Renewables |
| 12/07 | Intellon Corp. | Initial Public Offering | NASDAQ: ITLN | 51.1 | Clean Technology and Renewables |
| 12/07 | MedAssets | Initial Public Offering | NASDAQ: MDAS | 212.8 | Health Care |
| 12/07 | Intellon Corp. | Initial Public Offering | NASDAQ: ITLN | 51.1 | Technology, Media and Telecommunications |
| 12/07 | Cardtronics, Inc. | Initial Public Offering | NASDAQ: CATM | 120.0 | Financial Institutions |
| 12/07 | ChinaEdu Corporation | Initial Public Offering | NASDAQ: CEDU | 68.2 | Technology, Media and Telecommunications |
| 11/07 | Lumber Liquidators Inc. | Initial Public Offering | NYSE: LL | 110.0 | Consumer |
| 11/07 | American Public Education Inc. | Initial Public Offering | NYSE: APEI | 107.8 | Technology, Media and Telecommunications |
| 11/07 | BioForm Medical, Inc. | Initial Public Offering | NASDAQ: BFRM | 92.0 | Health Care |
| 11/07 | Agria Corp. | Initial Public Offering | NYSE: GRO | 283.0 | Consumer |
| 11/07 | Nanosphere, Inc. | Initial Public Offering | NYSE: NSPH | 98.0 | Health Care |
| 10/07 | CNinsure inc. | Initial Public Offering | NYSE: CISG | 216.4 | Financial Institutions |
| 10/07 | Ulta Salon Cosmetics & Fragrance Inc. | Initial Public Offering | NASDAQ: ULTA | 176.8 | Consumer |
| 10/07 | Trans1 Inc. | Initial Public Offering | NYSE: TSON | 94.9 | Health Care |
| 10/07 | Textainer Group Holdings Limited | Initial Public Offering | NYSE: TGH | 148.5 | Financial Institutions |
| 10/07 | Compellent Technologies, Inc. | Initial Public Offering | NYSE: CML | 81.0 | Technology, Media and Telecommunications |
| 09/07 | AthenaHealth Inc. | Initial Public Offering | NYSE: ATHN | 130.1 | Health Care |
| 08/07 | HireRight, Inc. | Initial Public Offering | NYSE: HIRE | 65.6 | Technology, Media and Telecommunications |
| 08/07 | Dolan Media Co. | Initial Public Offering | NYSE: DM | 224.4 | Technology, Media and Telecommunications |
| 08/07 | Masimo Corporation | Initial Public Offering | NASDAQ: MASI | 232.9 | Health Care |
| 07/07 | Orbitz Worldwide Inc. | Initial Public Offering | NYSE: OWW | 510.0 | Technology, Media and Telecommunications |
| 07/07 | hhgregg Appliances, Inc. | Initial Public Offering | NYSE: HGG | 121.9 | Consumer |
| 07/07 | ShoreTel Inc. | Initial Public Offering | NASDAQ: SHOR | 86.3 | Technology, Media and Telecommunications |
| 06/07 | Care Investment Trust Inc. | Initial Public Offering | NYSE: CRE | 225.0 | Financial Institutions |
| 06/07 | Limelight Networks, Inc. | Initial Public Offering | NASDAQ: LLNW | 276.0 | Technology, Media and Telecommunications |
| 05/07 | Sirtris Pharmaceuticals Inc. | Initial Public Offering | NYSE: SIRT | 60.0 | Health Care |
| 05/07 | CAI International Inc. | Initial Public Offering | NYSE: CAP | 87.0 | Financial Institutions |
| 05/07 | TomoTherapy Incorporated | Initial Public Offering | NASDAQ: TOMO | 256.6 | Health Care |
| 03/07 | CastlePoint Holdings, Ltd. | Initial Public Offering | NYSE: CPHL | 127.8 | Financial Institutions |
| 02/07 | U.S. Auto Parts Network, Inc. | Initial Public Offering | NASDAQ: PRTS | 115.0 | Technology, Media and Telecommunications |
| 02/07 | Optimer Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: OPTR | 56.4 | Health Care |
| 02/07 | JA Solar Holdings Co., Ltd. | Initial Public Offering | NASDAQ: JASO | 258.8 | Clean Technology and Renewables |
| 02/07 | Accuray Incorporated | Initial Public Offering | NASDAQ: ARAY | 331.2 | Health Care |
| 01/07 | XTENT, Inc. | Initial Public Offering | NYSE: XTNT | 75.2 | Health Care |
| 01/07 | Animal Health International, Inc. | Initial Public Offering | NASDAQ: AHII | 129.8 | Health Care |
| 12/06 | U.S. BioEnergy Corp. | Initial Public Offering | NYSE: USBE | 161.0 | Clean Technology and Renewables |
| 11/06 | First Solar Inc. | Initial Public Offering | NYSE: FSLR | 458.9 | Clean Technology and Renewables |
| 11/06 | Metabolix Inc. | Initial Public Offering | NASDAQ: MBLX | 109.5 | Clean Technology and Renewables |
| 11/06 | Physicians Formula Holdings Inc. | Initial Public Offering | NASDAQ: FACE | 143.4 | Consumer |
| 11/06 | Capella Education Co. | Initial Public Offering | NASDAQ: CPLA | 92.0 | Technology, Media and Telecommunications |
| 11/06 | Canadian Solar, Inc. | Initial Public Offering | NASDAQ: CSIQ | 115.5 | Clean Technology and Renewables |
| 09/06 | Shutterfly, Inc. | Initial Public Offering | NASDAQ: SFLY | 87.0 | Technology, Media and Telecommunications |
| 09/06 | Bare Escentuals, Inc. | Initial Public Offering | NASDAQ: BARE | 404.8 | Consumer |
| 09/06 | Home Diagnostics Inc. | Initial Public Offering | NASDAQ: HDIX | 79.2 | Health Care |
| 09/06 | New Oriental Education & Technology Group Inc. | Initial Public Offering | NYSE: EDU | 129.4 | Technology, Media and Telecommunications |
| 08/06 | InnerWorkings, Inc. | Initial Public Offering | NASDAQ: INWK | 109.6 | Technology, Media and Telecommunications |
| 06/06 | Home BancShares, Inc. | Initial Public Offering | NASDAQ: HOMB | 51.8 | Financial Institutions |
| 06/06 | Techwell, Inc. | Initial Public Offering | NASDAQ: TWLL | 50.7 | Technology, Media and Telecommunications |
| 06/06 | Volcano Corporation | Initial Public Offering | NASDAQ: VOLC | 62.6 | Health Care |
| 06/06 | Town Sports International Holdings, Inc. | Initial Public Offering | NASDAQ: CLUB | 99.5 | Consumer |
| 05/06 | Vonage Holdings Corp. | Initial Public Offering | NYSE: VG | 531.3 | Technology, Media and Telecommunications |
| 04/06 | Corel Corporation | Initial Public Offering | NASDAQ: CREL | 104.0 | Technology, Media and Telecommunications |
| 03/06 | China GrenTech Corporation Limited | Initial Public Offering | NASDAQ: GRRF | 112.5 | Technology, Media and Telecommunications |
| 03/06 | HIMAX Technologies Inc. | Initial Public Offering | NASDAQ: HIMX | 510.6 | Technology, Media and Telecommunications |
| 03/06 | Clayton Holdings, Inc. | Initial Public Offering | NYSE: CLAY | 146.6 | Financial Institutions |
| 03/06 | Alexza Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ALXA | 50.6 | Health Care |
| 03/06 | Eagle Test Systems Inc. | Initial Public Offering | NYSE: EGLT | 100.8 | Technology, Media and Telecommunications |
| 02/06 | Acordia Therapeutics, Inc. | Initial Public Offering | NYSE: ACOR | 36.5 | Health Care |
| 02/06 | Morton's Restaurant Group Inc. | Initial Public Offering | NYSE: MRT | 174.5 | Consumer |
| 02/06 | Nighthawk Radiology Holdings, Inc. | Initial Public Offering | NYSE: NHWK | 115.9 | Health Care |
| 02/06 | Crocs, Inc. | Initial Public Offering | NASDAQ: CROX | 239.1 | Consumer |
| 02/06 | Resource Capital Corp. | Initial Public Offering | NYSE: RSO | 60.0 | Financial Institutions |
| 01/06 | SGX Pharmaceuticals, Inc. | Initial Public Offering | NYSE: SGXP | 24.9 | Health Care |
| 12/05 | Somaxon Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: SOMX | 55.0 | Health Care |
| 11/05 | Under Armour Inc. | Initial Public Offering | NYSE: UA | 181.3 | Consumer |
| 11/05 | Vimicro International Corporation | Initial Public Offering | NASDAQ: VIMC | 87.0 | Technology, Media and Telecommunications |
| 11/05 | IHS Inc. | Initial Public Offering | NYSE: IHS | 267.1 | Technology, Media and Telecommunications |
| 11/05 | Website Pros, Inc. | Initial Public Offering | NASDAQ: WSPI | 68.0 | Technology, Media and Telecommunications |
| 09/05 | Genomic Health Inc. | Initial Public Offering | NASDAQ: GHDX | 60.2 | Health Care |
| 08/05 | Ruth's Chris Steak House, Inc. | Initial Public Offering | NASDAQ: RUTH | 269.1 | Consumer |
| 08/05 | Hoku Scientific, Inc. | Initial Public Offering | NASDAQ: HOKU | 21.0 | Technology, Media and Telecommunications |
| 08/05 | AtriCure, Inc. | Initial Public Offering | NASDAQ: ATRC | 55.2 | Health Care |
| 08/05 | Baidu.com, Inc. | Initial Public Offering | NASDAQ: BIDU | 124.3 | Technology, Media and Telecommunications |
| 08/05 | Advanced Analogic Technologies Inc. | Initial Public Offering | NASDAQ: AATI | 121.9 | Technology, Media and Telecommunications |
| 08/05 | MWI Veterinary Supply, Inc. | Initial Public Offering | NASDAQ: MWIV | 84.7 | Health Care |
| 07/05 | Golf Galaxy, Inc. | Initial Public Offering | 63.6 | Consumer | |
| 07/05 | Patriot Capital Funding, Inc. | Initial Public Offering | NASDAQ: PCAP | 150.3 | Financial Institutions |
| 07/05 | Hittite Microwave Corporation | Initial Public Offering | NASDAQ: HITT | 88.0 | Technology, Media and Telecommunications |
| 07/05 | Diamond Foods, Inc. | Initial Public Offering | NASDAQ: DMND | 117.3 | Consumer |
| 07/05 | Focus Media Holding Ltd. | Initial Public Offering | NASDAQ: FMCN | 197.5 | Technology, Media and Telecommunications |
| 06/05 | Volcom, Inc. | Initial Public Offering | NASDAQ: VLCM | 102.4 | Consumer |
| 06/05 | ev3 Inc. | Initial Public Offering | NASDAQ: EVVV | 164.7 | Health Care |
| 06/05 | Premium Standard Farms | Initial Public Offering | NYSE: PORK | 138.7 | Consumer |
| 06/05 | Rackable Systems Inc. | Initial Public Offering | 75.0 | Technology, Media and Telecommunications | |
| 05/05 | SSA Global Technologies, Inc. | Initial Public Offering | NYSE: SSAG | 99.0 | Technology, Media and Telecommunications |
| 05/05 | Citi Trends, Inc. | Initial Public Offering | NASDAQ: CTRN | 62.0 | Consumer |
| 05/05 | Zumiez Inc. | Initial Public Offering | NASDAQ: ZUMZ | 64.7 | Consumer |
| 04/05 | DexCom, Inc. | Initial Public Offering | NASDAQ: DXCM | 56.4 | Health Care |
| 02/05 | Prestige Brands Holdings Inc. | Initial Public Offering | NYSE: PBH | 515.2 | Consumer |
| 02/05 | Marchex, Inc. | Initial Public Offering | NASDAQ: MCHX | 184.0 | Technology, Media and Telecommunications |
| 02/05 | Emageon Inc. | Initial Public Offering | NASDAQ: EMAG | 74.8 | Health Care |
| 02/05 | FTD Group, Inc. | Initial Public Offering | NYSE: FTD | 176.0 | Technology, Media and Telecommunications |
| 02/05 | Hurray! Holding Co., Ltd. | Initial Public Offering | NASDAQ: HRAY | 70.5 | Technology, Media and Telecommunications |
| 01/05 | Dollar Financial Corp. | Initial Public Offering | NASDAQ: DLLR | 120.0 | Financial Institutions |
| 01/05 | SeaBright Insurance Holdings, Inc. | Initial Public Offering | NYSE: SBX | 90.6 | Financial Institutions |
| 12/04 | Symmetry Medical Inc. | Initial Public Offering | NYSE: SMA | 138.0 | Health Care |
| 12/04 | HouseValues, Inc. | Initial Public Offering | NYSE: SOLD | 94.0 | Technology, Media and Telecommunications |
| 11/04 | Monolithic Power Systems | Initial Public Offering | NASDAQ: MPWR | 53.4 | Technology, Media and Telecommunications |
| 10/04 | FoxHollow Technologies, Inc. | Initial Public Offering | NYSE: FOXH | 72.5 | Health Care |
| 10/04 | Shopping.com Ltd. | Initial Public Offering | NYSE: SHOP | 142.2 | Technology, Media and Telecommunications |
| 10/04 | VNUS Medical Technologies, Inc. | Initial Public Offering | 80.6 | Health Care | |
| 10/04 | CoTherix, Inc. | Initial Public Offering | NASDAQ: CTRX | 30.0 | Health Care |
| 10/04 | B&G Foods, Inc. | Initial Public Offering | NYSE: BGS | 300.0 | Consumer |
| 10/04 | Gold Kist Holdings Inc. | Initial Public Offering | NYSE: GKIS | 132.0 | Consumer |
| 10/04 | New York & Company, Inc. | Initial Public Offering | NYSE: NWY | 195.5 | Consumer |
| 10/04 | PeopleSupport, Inc. | Initial Public Offering | NYSE: PSPT | 51.9 | Technology, Media and Telecommunications |
| 09/04 | New Century REIT, Inc. | Initial Public Offering | NYSE: NEW | 783.0 | Financial Institutions |
| 09/04 | CallWave, Inc. | Initial Public Offering | NYSE: CALL | 40.0 | Technology, Media and Telecommunications |
| 09/04 | Ness Technologies, Inc. | Initial Public Offering | NASDAQ: NSTC | 161.1 | Technology, Media and Telecommunications |
| 09/04 | 51job, Inc. | Initial Public Offering | NASDAQ: JOBS | 84.5 | Technology, Media and Telecommunications |
| 08/04 | Archipelago Holdings, Inc. | Initial Public Offering | NYSE: ARCA | 145.5 | Financial Institutions |
| 08/04 | NAVTEQ Corporation | Initial Public Offering | NYSE: NVT | 1012.0 | Technology, Media and Telecommunications |
| 07/04 | MortgageIT Holdings, Inc. | Initial Public Offering | NYSE: MHL | 175.2 | Financial Institutions |
| 07/04 | MannKind Corp. | Initial Public Offering | NASDAQ: MNKD | 91.8 | Health Care |
| 07/04 | Volterra Semiconductor Corporation | Initial Public Offering | NYSE: VLTR | 36.5 | Technology, Media and Telecommunications |
| 07/04 | Phase Forward Incorporated | Initial Public Offering | NASDAQ: PFWD | 41.9 | Health Care |
| 07/04 | Affirmative Insurance Holdings, Inc. | Initial Public Offering | NASDAQ: AFFM | 131.5 | Financial Institutions |
| 06/04 | Life Time Fitness Inc. | Initial Public Offering | NYSE: LTM | 210.6 | Consumer |
| 06/04 | PowerDsine Ltd. | Initial Public Offering | NYSE: PDSN | 79.4 | Technology, Media and Telecommunications |
| 05/04 | Alnylam Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: ALNY | 34.5 | Health Care |
| 05/04 | Critical Therapeutics Inc. | Initial Public Offering | NASDAQ: CRTX | 42.8 | Health Care |
| 05/04 | ACADIA Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ACAD | 35.0 | Health Care |
| 05/04 | Animas Corporation | Initial Public Offering | NASDAQ: PUMP | 73.3 | Health Care |
| 05/04 | Shanda Interactive Entertainment | Initial Public Offering | NASDAQ: SNDA | 169.0 | Technology, Media and Telecommunications |
| 06/09 | 361 Degree International Ltd | Leveraged Buyout | SEHK: 1361 | 262.4 | Consumer |
| 03/04 | Orchids Paper Products Company | Leveraged Buyout | Undisclosed | Industrial Growth | |
| 11/09 | Brightoil Petroleum (Holdings) Limited | Merger Advisory | 40.8 | Industrial Growth | |
| 07/08 | Reliant Technologies | Merger Advisory | 95.0 | Health Care | |
| 04/08 | Douglas Theatre Company | Merger Advisory | 40.5 | Industrial Growth | |
| 02/08 | eyeonics, Inc. | Merger Advisory | Undisclosed | Health Care | |
| 08/07 | Sipex Corporation | Merger Advisory | 243.0 | Technology, Media and Telecommunications | |
| 02/07 | Golf Galaxy, Inc. | Merger Advisory | 225.0 | Consumer | |
| 11/06 | Jamba Juice Company | Merger Advisory | 265.0 | Consumer | |
| 10/06 | TorreyPines Therapeutics, Inc. | Merger Advisory | 71.5 | Health Care | |
| 05/06 | CancerVax Corporation | Merger Advisory | 94.0 | Health Care | |
| 02/06 | Rudolph Technologies, Inc. | Merger Advisory | 193.0 | Technology, Media and Telecommunications | |
| 01/06 | Maxim Pharmaceuticals Inc. | Merger Advisory | 38.1 | Health Care | |
| 09/05 | Integrated Circuit Systems, Inc. | Merger Advisory | 1700.0 | Technology, Media and Telecommunications | |
| 04/05 | Clayton Services, Inc. and The Murrayhill Company | Merger Advisory | Undisclosed | Financial Institutions | |
| 02/04 | PMC Commercial Trust | Merger Advisory | 72.2 | Financial Institutions | |
| 10/09 | Hana Biosciences, Inc. | PIPE | OTC: HNAB | 12.4 | Health Care |
| 09/08 | Micromet, Inc. | PIPE | NASDAQ: MITI | 40.0 | Health Care |
| 12/07 | Ardea Biosciences, Inc. | PIPE | NASDAQ: RDEA | 40.0 | Health Care |
| 12/07 | Wonder Auto Technology Inc. | PIPE | NASDAQ: WATG | 26.0 | Technology, Media and Telecommunications |
| 11/07 | MRU Holdings, Inc. | PIPE | OTC: UNCL | 24.4 | Financial Institutions |
| 10/07 | Optimer Pharmaceuticals, Inc. | PIPE | NASDAQ: OPTR | 35.9 | Health Care |
| 08/07 | International Fight League, Inc. | PIPE | OTC: IFLI | 12.7 | Consumer |
| 05/07 | AtriCure, Inc. | PIPE | NASDAQ: ATRC | 16.5 | Health Care |
| 04/07 | Castle Brands Inc. | PIPE | NYSE: ROX | 21.0 | Consumer |
| 12/06 | International Fight League, Inc. | PIPE | OTC: IFLI | 24.2 | Consumer |
| 12/06 | RegeneRx Biopharmaceuticals | PIPE | AMEX: RGN | 9.6 | Health Care |
| 09/06 | MathStar, Inc. | PIPE | OTC: MATH | 12.6 | Technology, Media and Telecommunications |
| 08/06 | Sonic Innovations, Inc. | PIPE | NASDAQ: SNCI | 12.0 | Health Care |
| 06/06 | Jones Soda Co. | PIPE | NYSE: JSDA | 30.0 | Consumer |
| 05/06 | HydroGen Corporation | PIPE | OTC: HYDGQ | 25.8 | Technology, Media and Telecommunications |
| 04/06 | NicOx S.A. | PIPE | ENXTPA: COX | 45.3 | Health Care |
| 11/05 | Clearant ,Inc. | PIPE | OTC: CLRA | 12.0 | Health Care |
| 04/05 | ACADIA Pharmaceuticals Inc. | PIPE | NASDAQ: ACAD | 36.0 | Health Care |
| 08/10 | Benefitfocus.com, Inc. | Private Placement | 30.0 | Health Care | |
| 11/09 | Chef Solutions, LLC | Private Placement | 24.0 | Consumer | |
| 11/09 | Big Idea Holdings, LLC | Private Placement | 10.0 | Consumer | |
| 09/09 | Gevo, Inc. | Private Placement | 32.5 | Clean Technology and Renewables | |
| 08/09 | OptiMedica Corporation | Private Placement | 30.0 | Health Care | |
| 06/09 | Santur Corporation | Private Placement | Technology, Media and Telecommunications | ||
| 06/09 | Optimal Reading Services Group, Inc. | Private Placement | Health Care | ||
| 03/09 | iScience Interventional, Inc. | Private Placement | 20.5 | Health Care | |
| 02/09 | BioTrove, Inc. | Private Placement | 20.0 | Health Care | |
| 01/09 | ZoomSystems, Inc. | Private Placement | 20.0 | Technology, Media and Telecommunications | |
| 11/08 | Ramgen Power Systems, LLC | Private Placement | Clean Technology and Renewables | ||
| 11/08 | Precision Therapeutics, Inc. | Private Placement | 43.0 | Health Care | |
| 07/08 | Cytochroma Inc. | Private Placement | 45.0 | Health Care | |
| 07/08 | Tyrell, Inc. | Private Placement | 28.0 | Health Care | |
| 05/08 | Cameron Health, Inc. | Private Placement | 50.0 | Health Care | |
| 03/08 | Tideway Systems Ltd. | Private Placement | 27.0 | Technology, Media and Telecommunications | |
| 03/08 | Sweet Leaf Tea Company | Private Placement | 19.3 | Consumer | |
| 12/07 | Lanx, Inc. | Private Placement | 25.0 | Health Care | |
| 10/07 | Specific Media, Inc. | Private Placement | 100.0 | Technology, Media and Telecommunications | |
| 09/07 | LDR Holding Corporation | Private Placement | 25.0 | Health Care | |
| 07/07 | Satiety, Inc. | Private Placement | 30.2 | Health Care | |
| 05/07 | MidCountry Financial Corp. | Private Placement | 55.0 | Financial Institutions | |
| 05/07 | Atlantis Components, Inc. | Private Placement | 12.0 | Health Care | |
| 04/07 | Solaicx Corporation | Private Placement | 24.0 | Clean Technology and Renewables | |
| 04/07 | MBA Polymers, Inc. | Private Placement | 22.0 | Clean Technology and Renewables | |
| 03/07 | Xoft, Inc. | Private Placement | 33.2 | Health Care | |
| 02/07 | Locus Pharmaceuticals, Inc. | Private Placement | 30.2 | Health Care | |
| 12/06 | Alpha & Omega Semiconductor, Ltd. | Private Placement | 32.0 | Technology, Media and Telecommunications | |
| 08/06 | LipoScience, Inc. | Private Placement | 13.0 | Health Care | |
| 07/06 | Cardiovascular Systems, Inc. | Private Placement | 25.0 | Health Care | |
| 07/06 | EnteroMedics, Inc. | Private Placement | 45.2 | Health Care | |
| 06/06 | K2M, Inc. | Private Placement | 21.5 | Health Care | |
| 02/06 | Churchill Financial Holdings, LLC | Private Placement | 112.5 | Financial Institutions | |
| 12/05 | iTradeNetwork, Inc. | Private Placement | 24.5 | Technology, Media and Telecommunications | |
| 12/05 | Excel Bank Corporation | Private Placement | 12.0 | Financial Institutions | |
| 11/05 | Healthcare Finance Group, Inc. | Private Placement | 32.5 | Financial Institutions | |
| 10/05 | Devax, Inc. | Private Placement | 32.0 | Health Care | |
| 08/05 | SoftBrands, Inc. | Private Placement | 18.0 | Technology, Media and Telecommunications | |
| 07/05 | TherOx, Inc. | Private Placement | 31.0 | Health Care | |
| 07/05 | icrossing, Inc. | Private Placement | 13.0 | Technology, Media and Telecommunications | |
| 03/05 | BlackRidge Financial, Inc. | Private Placement | 25.0 | Financial Institutions | |
| 12/04 | DexCom, Inc. | Private Placement | 22.5 | Health Care | |
| 11/04 | Fingerhut Direct Marketing, Inc. | Private Placement | 18.0 | Consumer | |
| 10/04 | MidCountry Financial Corp. | Private Placement | 80.0 | Financial Institutions | |
| 08/04 | MidCountry Financial Corp. | Private Placement | 30.0 | Financial Institutions | |
| 07/04 | Convio, Inc. | Private Placement | 15.0 | Technology, Media and Telecommunications | |
| 02/04 | Fingerhut Direct Marketing, Inc. | Private Placement | 32.5 | Consumer | |
| 05/10 | Anadys Pharmaceuticals Inc. | Registered Direct | NASDAQ: ANDS | 12.5 | Health Care |
| 04/10 | Hansen Medical, Inc. | Registered Direct | NASDAQ: HNSN | 32.2 | Health Care |
| 12/09 | Nanometrics Inc. | Registered Direct | NASDAQ: NANO | 33.8 | Technology, Media and Telecommunications |
| 12/09 | G-III Apparel Group Ltd. | Registered Direct | NASDAQ: GIII | 37.2 | Consumer |
| 12/09 | Select Comfort Corporation | Registered Direct | NASDAQ: SCSS | 19.7 | Consumer |
| 11/09 | Novavax, Inc. | Registered Direct | NASDAQ: NVAX | 22.4 | Health Care |
| 11/09 | ParkerVision, Inc. | Registered Direct | NASDAQ: PRKR | 16.0 | Technology, Media and Telecommunications |
| 10/09 | Clinical Data, Inc. | Registered Direct | NASDAQ: CLDA | 47.4 | Health Care |
| 10/09 | Nanosphere, Inc. | Registered Direct | NASDAQ: NSPH | 37.8 | Health Care |
| 10/09 | Zhongpin, Inc. | Registered Direct | NASDAQ: HOGS | 61.0 | Consumer |
| 10/09 | UQM Technologies, Inc. | Registered Direct | AMEX: UQM | 34.5 | Clean Technology and Renewables |
| 08/09 | MAKO Surgical Corp. | Registered Direct | NASDAQ: MAKO | 58.4 | Health Care |
| 07/09 | Micromet, Inc. | Registered Direct | NASDAQ: MITI | 80.5 | Health Care |
| 07/09 | Endologix, Inc. | Registered Direct | NASDAQ: ELGX | 16.0 | Health Care |
| 06/09 | Delcath Systems, Inc. | Registered Direct | NASDAQ: DCTH | 3.0 | Health Care |
| 05/09 | Evergreen Solar, Inc. | Registered Direct | NASDAQ: ESLR | 76.6 | Clean Technology and Renewables |
| 04/09 | Hansen Medical, Inc. | Registered Direct | NASDAQ: HNSN | 38.0 | Health Care |
| 03/09 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 10.0 | Health Care |
| 02/09 | Aradigm Corporation | Registered Direct | NYSE: ARDM | 4.5 | Health Care |
| 01/09 | Dexcom, Inc. | Registered Direct | NASDAQ: DXCM | 48.0 | Health Care |
| 08/08 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 17.0 | Health Care |
| 03/08 | AVANIR Pharmaceuticals | Registered Direct | NYSE: AVNR | 40.0 | Health Care |
| 07/07 | Sangamo BioSciences, Inc. | Registered Direct | NASDAQ: SGMO | 30.0 | Health Care |
| 02/07 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 21.5 | Health Care |
| 08/06 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 16.8 | Health Care |
| 03/06 | Metabasis Therapeutics | Registered Direct | NASDAQ: MBRX | 40.0 | Health Care |
| 02/06 | UTEK Corporation | Registered Direct | AMEX: UTK | 10.0 | Financial Institutions |
| 10/05 | Vical Incorporated | Registered Direct | NASDAQ: VICL | 22.6 | Health Care |
| 09/05 | CombiMatrix Corporation | Registered Direct | NASDAQ: CBMX | 10.5 | Health Care |
| 09/05 | Acusphere, Inc. | Registered Direct | NYSE: ACUS | 18.7 | Health Care |
| 08/05 | Genta Incorporated | Registered Direct | OTC: GETA | 17.5 | Health Care |
| 08/04 | Viisage Technology Inc. | Seller Advisory | NYSE: VISG | 42.5 | Technology, Media and Telecommunications |
| 07/10 | SenoRX, Inc. | Seller Advisory | 213.0 | Health Care | |
| 05/10 | Captain D's, LLC | Seller Advisory | Undisclosed | Consumer | |
| 04/10 | Switch & Data Facilities Co., Inc. | Seller Advisory | 867.0 | Technology, Media and Telecommunications | |
| 04/10 | Invatec | Seller Advisory | 500.0 | Health Care | |
| 04/10 | Education Connection Services, Inc. | Seller Advisory | 500.0 | Technology, Media and Telecommunications | |
| 02/10 | Centaur Services Ltd. | Seller Advisory | 47.0 | Health Care | |
| 02/10 | RadPharm Inc. | Seller Advisory | Undisclosed | Health Care | |
| 01/10 | Arch Aluminum & Glass Co., Inc. | Seller Advisory | 64.0 | Industrial Growth | |
| 01/10 | CHF Solutions Inc. | Seller Advisory | Undisclosed | Health Care | |
| 12/09 | ATI Enterprises Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 12/09 | Discrete Wireless, Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 11/09 | Zephyr Insurance Company | Seller Advisory | Undisclosed | Financial Institutions | |
| 10/09 | NetStreams, Inc. | Seller Advisory | 7.0 | Technology, Media and Telecommunications | |
| 10/09 | CuraGen Corp. | Seller Advisory | 93.5 | Health Care | |
| 09/09 | Agent Logic Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 08/09 | SoftBrands, Inc. | Seller Advisory | 80.0 | Technology, Media and Telecommunications | |
| 07/09 | Radiac Abrasives Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 07/09 | People Media | Seller Advisory | 80.0 | Technology, Media and Telecommunications | |
| 06/09 | VNUS Medical Technologies, Inc. | Seller Advisory | 512.0 | Health Care | |
| 05/09 | VICORP Restaurants, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 05/09 | Avalon Pharmaceuticals Inc. | Seller Advisory | 10.0 | Health Care | |
| 04/09 | Muze Inc. | Seller Advisory | 16.5 | Technology, Media and Telecommunications | |
| 03/09 | Bacchus Vascular, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 01/09 | Transmeta Corporation | Seller Advisory | 255.0 | Technology, Media and Telecommunications | |
| 10/08 | DNA Diagnostics Center, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 10/08 | The Endurance International Group, Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 10/08 | HealthPlan Holdings, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 08/08 | Sharp Corporation | Seller Advisory | 99.0 | Health Care | |
| 07/08 | Leggett & Platt, Inc. Leggett & Platt Aluminum Group | Seller Advisory | 350.0 | Industrial Growth | |
| 07/08 | Kintera Inc. | Seller Advisory | 45.7 | Technology, Media and Telecommunications | |
| 07/08 | EP MedSystems Inc. | Seller Advisory | 91.0 | Health Care | |
| 04/08 | Market Track, LLC | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 03/08 | Lifecore Biomedical, Inc. | Seller Advisory | 239.0 | Health Care | |
| 03/08 | Timothy's Coffees of the World, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 03/08 | Blu Dot Design & Manufacturing, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 03/08 | The Wellstead of Rogers | Seller Advisory | 48.5 | Health Care | |
| 02/08 | Cameron Mitchell Restaurants, LLC | Seller Advisory | 94.0 | Consumer | |
| 02/08 | AGEIA Technologies, Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 01/08 | AppTec Laboratory Services, Inc. | Seller Advisory | 163.0 | Health Care | |
| 01/08 | Universal Trailer Corporation, a portfolio company of Dubin Clark & Company Inc. | Seller Advisory | 45.0 | Industrial Growth | |
| 01/08 | CGEN Digital Media Network Co. Ltd. | Seller Advisory | 350.0 | Technology, Media and Telecommunications | |
| 12/07 | iTradeNetwork, Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 11/07 | Marshall BankFirst SVS | Seller Advisory | 60.6 | Financial Institutions | |
| 11/07 | Kele, Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 11/07 | Optimost LLC | Seller Advisory | 52.0 | Technology, Media and Telecommunications | |
| 10/07 | BarrierSafe Solutions, a portfolio company of Riverside Parnters and StoneCreek Capital | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/07 | Atlantis Components, Inc. | Seller Advisory | 71.0 | Health Care | |
| 10/07 | Carey International, a portfolio company of Chartwell Investments | Seller Advisory | 60.0 | Industrial Growth | |
| 10/07 | Engineered Materials Solutions, a portfolio company of Blue Point Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 09/07 | Associated Grocers, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 09/07 | Aegis Loan Servicing, a division of Aegis Mortgage Corporation, a portfolio company of Cerberus Capital Management | Seller Advisory | Undisclosed | Financial Institutions | |
| 09/07 | Everlast Worldwide Inc. | Seller Advisory | 191.0 | Consumer | |
| 08/07 | Yard House USA, LLC | Seller Advisory | Undisclosed | Consumer | |
| 08/07 | JDS Pharmaceuticals, LLC | Seller Advisory | 125.0 | Health Care | |
| 08/07 | Nursefinders, Inc., a portfolio company of Gryphon Investors | Seller Advisory | Undisclosed | Health Care | |
| 07/07 | The Harris Soup Company, a portfolio company of TSG Consumer Partners | Seller Advisory | Undisclosed | Consumer | |
| 07/07 | 24/7 Real Media, Inc. | Seller Advisory | 649.0 | Technology, Media and Telecommunications | |
| 07/07 | Jonathan Engineered Solutions, a portfolio company of Industrial Growth Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 06/07 | Sanitors, Inc., a portfolio company of Cravey, Green & Wahlen | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 05/07 | ConvergeOne Holdings Corporation, a portfolio company of Nautic Partners | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 04/07 | Z'Tejas Southwest Grill | Seller Advisory | Undisclosed | Consumer | |
| 03/07 | Churchill Capital, Mezzanine Finance Business | Seller Advisory | Undisclosed | Financial Institutions | |
| 03/07 | Johnny Rockets Group, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 02/07 | Kellermeyer Building Services, a portfolio company of CIVC Partners | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 02/07 | PlayCore Holdings, Inc., a portfolio company of Chartwell Investments | Seller Advisory | Undisclosed | Industrial Growth | |
| 01/07 | RITA Medical Systems, Inc. | Seller Advisory | 220.0 | Health Care | |
| 01/07 | American Medical Systems Holdings, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 12/06 | Classic Party Rentals, a portfolio company of Dubin Clark & Company | Seller Advisory | Undisclosed | Industrial Growth | |
| 11/06 | Excelligence Learning Corporation | Seller Advisory | 125.3 | Technology, Media and Telecommunications | |
| 10/06 | RxKinetix Inc. | Seller Advisory | 20.0 | Health Care | |
| 10/06 | Spectra Gases, Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/06 | Berbee Information Networks Corporation | Seller Advisory | 184.0 | Technology, Media and Telecommunications | |
| 10/06 | The White Lily Foods Company, a wholly owned subsidiary of C.H. Guenther & Son, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 09/06 | Bunn Capitol Company | Seller Advisory | Undisclosed | Consumer | |
| 09/06 | Confluent Surgical, Inc. | Seller Advisory | 245.0 | Health Care | |
| 08/06 | Real Mex Restaurants, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 08/06 | Onyx Software Corporation | Seller Advisory | 92.0 | Technology, Media and Telecommunications | |
| 08/06 | Applied Financial, LLC | Seller Advisory | Undisclosed | Financial Institutions | |
| 07/06 | BulkRegister | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 07/06 | Beacon Holdings Corporation, a portfolio company of the Riverside Company | Seller Advisory | 95.5 | Industrial Growth | |
| 06/06 | Bravo Development, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 06/06 | Club Staffing Inc., a portfolio company of Olympus Partners | Seller Advisory | Undisclosed | Health Care | |
| 05/06 | Catalina Restaurant Group, Inc., a portfolio company of Wexford Capital LLC | Seller Advisory | Undisclosed | Consumer | |
| 05/06 | Nielsen & Bainbridge, a portfolio company of The Jordan Company | Seller Advisory | Undisclosed | Industrial Growth | |
| 04/06 | UnionTools, Inc., a portfolio company of Oaktree Capital Management | Seller Advisory | Undisclosed | Industrial Growth | |
| 03/06 | NLS Animal Health | Seller Advisory | Undisclosed | Health Care | |
| 03/06 | Valley Fresh Inc. | Seller Advisory | 78.0 | Consumer | |
| 03/06 | York Label Holdings, Inc., a portfolio company of Huron Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 03/06 | BriteSmile, Inc., Associated Center Business | Seller Advisory | 35.0 | Health Care | |
| 03/06 | Dave & Buster's Inc. | Seller Advisory | 375.0 | Consumer | |
| 02/06 | Animas Corporation | Seller Advisory | 518.6 | Health Care | |
| 02/06 | Oasis Outsourcing, Inc., a portfolio company of H.I.G. Capital | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 01/06 | Hand Innovations LLC | Seller Advisory | Undisclosed | Health Care | |
| 01/06 | WS Packaging Group, Inc., a portfolio company of Brantley Partners and Mellon Ventures, Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 12/05 | Precision Camera & Video Repair, Inc., a portfolio company of Calvert Street Capital Partners | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 11/05 | Advanced Neuromodulation Systems, Inc. | Seller Advisory | 1189.4 | Health Care | |
| 11/05 | United Road Towing, a division of United Road Services, Inc. a portfolio company of Charterhouse Group | Seller Advisory | Undisclosed | Industrial Growth | |
| 11/05 | El Pollo Loco Inc., a portfolio company of American Securities Capital Partners, L.P. | Seller Advisory | Undisclosed | Consumer | |
| 11/05 | ESCORT Inc., a portfolio company of American Capital Strategies, Ltd. | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/05 | Claim Jumper Restaurants LLC | Seller Advisory | Undisclosed | Consumer | |
| 10/05 | America's Body Company, a portfolio company of Linsalata Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/05 | Exopack Holding Corp., a portfolio company of The Sterling Group | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/05 | Garden Fresh Holdings, Inc., a portfolio company of Centre Partners Management LLC and Fairmont Capital, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 09/05 | Industrial Container Services, LLC, a portfolio company of CIC Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 09/05 | Almedica International Inc. | Seller Advisory | Undisclosed | Health Care | |
| 09/05 | Numatics, Incorporated | Seller Advisory | Undisclosed | Industrial Growth | |
| 09/05 | The YoFarm Company, a portfolio company of Stolberg Equity Partners | Seller Advisory | Undisclosed | Consumer | |
| 09/05 | The Restaurant Company, Perkins Restaurant & Bakery | Seller Advisory | 245.0 | Consumer | |
| 09/05 | ChildrenFirst, Inc., a portfolio company of Carousel Capital Partners & Corporate Partners LLC | Seller Advisory | 61.0 | Technology, Media and Telecommunications | |
| 08/05 | GED Integrated Solutions, Inc., a portfolio company of Morgenthaler Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 08/05 | Royce Medical Holding Inc. | Seller Advisory | 216.0 | Health Care | |
| 08/05 | TB Corp., parent company of Taco Bueno Restaurants, L.P., a portfolio company of Jacobson Partners | Seller Advisory | Undisclosed | Consumer | |
| 08/05 | Lancaster Laboratories, Inc. and its key shareholder, Goldner Hawn Johnson & Morrison | Seller Advisory | 150.0 | Health Care | |
| 08/05 | Colder Products Company | Seller Advisory | Undisclosed | Industrial Growth | |
| 07/05 | Nancy's Specialty Foods, Inc., a portfolio company of Kohlberg & Co., LLC | Seller Advisory | Undisclosed | Consumer | |
| 07/05 | AGA Medical Corp., shareholder interest | Seller Advisory | Undisclosed | Health Care | |
| 07/05 | Norwesco, Inc., a portfolio company of Norwest Equity Partners and Brockway Moran & Partners | Seller Advisory | 162.0 | Industrial Growth | |
| 07/05 | Transneuronix, Inc. | Seller Advisory | 260.0 | Health Care | |
| 06/05 | Web Marketing Holdings, Inc. dba Web Clients | Seller Advisory | 141.0 | Technology, Media and Telecommunications | |
| 06/05 | National Semiconductor Corporation, cordless business unit | Seller Advisory | 60.0 | Technology, Media and Telecommunications | |
| 05/05 | Bear Creek Country Kitchens LLC | Seller Advisory | Undisclosed | Consumer | |
| 05/05 | Selig Sealing Products, Inc., a portfolio company of The Riverside Company | Seller Advisory | 100.0 | Industrial Growth | |
| 03/05 | Marshall Retail Group, LLC, a portfolio company of ICV Capital Partners, LLC | Seller Advisory | Undisclosed | Consumer | |
| 02/05 | International Multifoods, U.S. Foodservice & Bakery Products, a division of The J.M. Smucker Company | Seller Advisory | 43.0 | Consumer | |
| 02/05 | JHT Holdings, Inc., a portfolio company of Merit Capital Partners, LLC | Seller Advisory | Undisclosed | Industrial Growth | |
| 01/05 | Endocardial Solutions, Inc. | Seller Advisory | 270.3 | Health Care | |
| 12/04 | Captain D's, LLC, a portfolio company of Lone Star Funds | Seller Advisory | Undisclosed | Consumer | |
| 12/04 | Roxio, Inc. (consumer software division) | Seller Advisory | 85.0 | Technology, Media and Telecommunications | |
| 12/04 | Peak Industries, Inc. | Seller Advisory | 44.0 | Health Care | |
| 12/04 | Bell Automotive Products, Inc., a portfolio company of Brentwood Associates | Seller Advisory | 60.0 | Industrial Growth | |
| 11/04 | Dealix Corporation | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 11/04 | Opus Medical, Inc. | Seller Advisory | 130.0 | Health Care | |
| 10/04 | Residential Services Group, Inc., a portfolio company of Wellspring Capital Management | Seller Advisory | 150.0 | Industrial Growth | |
| 10/04 | Arch Aluminum & Glass Co., Inc., an investment of Long Point Capital | Seller Advisory | Undisclosed | Industrial Growth | |
| 09/04 | California & Washington Company | Seller Advisory | Undisclosed | Consumer | |
| 08/04 | Becker Underwood, Inc., a portfolio company of Century Park Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 08/04 | Decide Interactive | Seller Advisory | 33.5 | Technology, Media and Telecommunications | |
| 08/04 | SaladTime LLC, a division of Tanimura & Antle | Seller Advisory | Undisclosed | Consumer | |
| 07/04 | QualServ Corporation, a portfolio company of Mercury Capital, Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 07/04 | Jerr-Dan Corp., a portfolio company of Littlejohn & Co. | Seller Advisory | 80.0 | Industrial Growth | |
| 07/04 | Simplicity Manufacturing, Inc., a portfolio company of Kohlberg & Co. | Seller Advisory | 227.5 | Industrial Growth | |
| 07/04 | American Coin Merchandising, Inc., a portfolio company of Wellspring Capital Management | Seller Advisory | 235.0 | Industrial Growth | |
| 07/04 | Mimi's Cafe Inc. | Seller Advisory | 182.0 | Consumer | |
| 07/04 | Fantastic Foods, Inc. and Napa Valley Kitchens, Inc., subsidiaries of Homegrown Natural Foods, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 06/04 | Premier Lease Services, L.C. | Seller Advisory | 34.0 | Financial Institutions | |
| 06/04 | MedSource Technologies, Inc. | Seller Advisory | 230.0 | Health Care | |
| 06/04 | ResCare Inc. | Seller Advisory | 83.4 | Health Care | |
| 06/04 | Interpore International, Inc. | Seller Advisory | 282.0 | Health Care | |
| 05/04 | Scivex, Inc., a portfolio company of KRG Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 05/04 | Accubuilt, Inc., a portfolio company of PNC Equity Management Corp. | Seller Advisory | Undisclosed | Industrial Growth | |
| 05/04 | Coastal Bancorp, Inc. | Seller Advisory | 230.0 | Financial Institutions | |
| 05/04 | Wrap Pack Products Corporation, a portfolio company of Prospect Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 05/04 | J. Manheimer Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 04/04 | TheraSense, Inc. | Seller Advisory | 1261.0 | Health Care | |
| 04/04 | Hat World Corporation, a portfolio company of Saunders Karp & Megrue | Seller Advisory | 177.4 | Consumer | |
| 03/04 | Dharmacon, Inc. | Seller Advisory | 84.0 | Health Care | |
| 03/04 | Novacept, Inc. | Seller Advisory | 325.0 | Health Care | |
| 03/04 | Oregon Chai, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 03/04 | Snowden Pencer, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 02/04 | Cameron Health, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 01/04 | SetCap Holdings Corporation | Seller Advisory | Undisclosed | Financial Institutions | |
| 01/04 | Voyant Technologies, Inc. | Seller Advisory | 145.7 | Technology, Media and Telecommunications |