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Through every stage of your company’s growth, we’re there to make sure your needs are being met. What’s more, we’re always looking for new ways to help you succeed.

Below is a list of Piper Jaffray clients' recent successes across the U.S., Asia and Europe.
Note: This is a representative sampling of recent efforts and is not intended to be a full accounting of activity.

Services in each region in which we operate are provided by the locally licensed Piper Jaffray affiliate in that region.

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Date	Client	Type	Ticker	Deal Size ($ in MM)	Team
01/04	Voyant Technologies, Inc.	Seller Advisory		145.7	Technology, Media and Telecommunications
01/04	SetCap Holdings Corporation	Seller Advisory		Undisclosed	Financial Institutions
01/04	Radiant Systems, Inc.	Buyer Advisory		45.2	Technology, Media and Telecommunications
01/04	Komag, Inc.	Convertible	NYSE: KOMG	80.5	Technology, Media and Telecommunications
02/04	Incyte Corporation	Convertible	NASDAQ: INCY	250.0	Health Care
02/04	Cameron Health, Inc.	Seller Advisory		Undisclosed	Health Care
02/04	Fingerhut Direct Marketing, Inc.	Private Placement		32.5	Consumer
02/04	MGI PHARMA, INC.	Convertible		348.0	Health Care
02/04	PMC Commercial Trust	Merger Advisory		72.2	Financial Institutions
03/04	Orchids Paper Products Company	Leveraged Buyout		Undisclosed	Industrial Growth
03/04	Snowden Pencer, Inc.	Seller Advisory		Undisclosed	Health Care
03/04	Cytyc Corporation	Convertible	NASDAQ: CYTC	250.0	Health Care
03/04	Oregon Chai, Inc.	Seller Advisory		Undisclosed	Consumer
03/04	Novacept, Inc.	Seller Advisory		325.0	Health Care
03/04	Dharmacon, Inc.	Seller Advisory		84.0	Health Care
04/04	Hat World Corporation, a portfolio company of Saunders Karp & Megrue	Seller Advisory		177.4	Consumer
04/04	TheraSense, Inc.	Seller Advisory		1261.0	Health Care
04/04	Financial Federal Corp.	Convertible	NYSE: FIF	175.0	Financial Institutions
04/04	deCODE Genetics, Inc.	Convertible	NASDAQ: DCGN	150.0	Health Care
05/04	IntraBiotics Pharmaceuticals Inc.	Follow-On Offering	NYSE: IBPI	44.9	Health Care
05/04	J. Manheimer Inc.	Seller Advisory		Undisclosed	Industrial Growth
05/04	Wrap Pack Products Corporation, a portfolio company of Prospect Partners	Seller Advisory		Undisclosed	Industrial Growth
05/04	CV Therapeutics Inc.	Convertible	NYSE: CVTX	150.0	Health Care
05/04	Shanda Interactive Entertainment	Initial Public Offering	NASDAQ: SNDA	169.0	Technology, Media and Telecommunications
05/04	Coastal Bancorp, Inc.	Seller Advisory		230.0	Financial Institutions
05/04	Deckers Outdoor Corporation	Follow-On Offering	NASDAQ: DECK	86.6	Consumer
05/04	Open Solutions Inc.	Follow-On Offering		109.7	Technology, Media and Telecommunications
05/04	Accubuilt, Inc., a portfolio company of PNC Equity Management Corp.	Seller Advisory		Undisclosed	Industrial Growth
05/04	Animas Corporation	Initial Public Offering	NASDAQ: PUMP	73.3	Health Care
05/04	Scivex, Inc., a portfolio company of KRG Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
05/04	JupiterMedia Corp.	Follow-On Offering		40.1	Technology, Media and Telecommunications
05/04	Critical Therapeutics Inc.	Initial Public Offering	NASDAQ: CRTX	42.8	Health Care
05/04	ACADIA Pharmaceuticals Inc.	Initial Public Offering	NASDAQ: ACAD	35.0	Health Care
05/04	Alnylam Pharmaceuticals, Inc.	Initial Public Offering	NASDAQ: ALNY	34.5	Health Care
06/04	Hansen Natural	Block Trade	NASDAQ: HANS	11.5	Consumer
06/04	Great Plains Energy Inc.	Convertible	NYSE: GXP	163.6	Other
06/04	PowerDsine Ltd.	Initial Public Offering	NYSE: PDSN	79.4	Technology, Media and Telecommunications
06/04	Rockford Corporation	Convertible	NASDAQ: ROFO	12.5	Consumer
06/04	Charles River Associates Inc.	Convertible	NYSE: CRAI	90.0	Technology, Media and Telecommunications
06/04	Kinetic Concepts Inc.	Follow-On Offering	NYSE: KCI	764.8	Health Care
06/04	Kellwood Company	Convertible		200.0	Consumer
06/04	Interpore International, Inc.	Seller Advisory		282.0	Health Care
06/04	RAIT Investment Trust	Follow-On Offering	NYSE: RAS	55.8	Financial Institutions
06/04	LabOne Inc.	Convertible	NYSE: LABS	103.5	Health Care
06/04	ResCare Inc.	Seller Advisory		83.4	Health Care
06/04	K2 Inc.	Follow-On Offering	NYSE: KTO	99.2	Consumer
06/04	Allscripts Healthcare Solutions Inc.	Convertible	NASDAQ: MDRX	82.5	Health Care
06/04	Life Time Fitness Inc.	Initial Public Offering	NYSE: LTM	210.6	Consumer
06/04	CTI Molecular Imaging Inc.	Buyer Advisory		41.0	Health Care
06/04	Premier Lease Services, L.C.	Seller Advisory		34.0	Financial Institutions
06/04	MedSource Technologies, Inc.	Seller Advisory		230.0	Health Care
07/04	Fantastic Foods, Inc. and Napa Valley Kitchens, Inc., subsidiaries of Homegrown Natural Foods, Inc.	Seller Advisory		Undisclosed	Consumer
07/04	Convio, Inc.	Private Placement		15.0	Technology, Media and Telecommunications
07/04	Simplicity Manufacturing, Inc., a portfolio company of Kohlberg & Co.	Seller Advisory		227.5	Industrial Growth
07/04	American Coin Merchandising, Inc., a portfolio company of Wellspring Capital Management	Seller Advisory		235.0	Industrial Growth
07/04	Mimi's Cafe Inc.	Seller Advisory		182.0	Consumer
07/04	American Capital Strategies, Ltd.	Follow-On Offering	NASDAQ: ACAS	123.9	Financial Institutions
07/04	Affirmative Insurance Holdings, Inc.	Initial Public Offering	NASDAQ: AFFM	131.5	Financial Institutions
07/04	QualServ Corporation, a portfolio company of Mercury Capital, Inc.	Seller Advisory		Undisclosed	Industrial Growth
07/04	Jerr-Dan Corp., a portfolio company of Littlejohn & Co.	Seller Advisory		80.0	Industrial Growth
07/04	Greenfield Online, Inc.	Follow-On Offering	NASDAQ: SRVY	74.8	Technology, Media and Telecommunications
07/04	Phase Forward Incorporated	Initial Public Offering	NASDAQ: PFWD	41.9	Health Care
07/04	American Medical Systems Holdings Inc.	Buyer Advisory		Undisclosed	Health Care
07/04	Auxilium Pharmaceuticals Inc.	Follow-On Offering	NYSE: AUXL	41.3	Health Care
07/04	Inspire Pharmaceuticals Inc.	Follow-On Offering	NYSE: ISPH	82.8	Health Care
07/04	MannKind Corp.	Initial Public Offering	NASDAQ: MNKD	91.8	Health Care
07/04	RC2 Corporation	Follow-On Offering	NASDAQ: RCRC	89.1	Consumer
07/04	Volterra Semiconductor Corporation	Initial Public Offering	NYSE: VLTR	36.5	Technology, Media and Telecommunications
07/04	MortgageIT Holdings, Inc.	Initial Public Offering	NYSE: MHL	175.2	Financial Institutions
07/04	Intersil Corporation	Buyer Advisory		529.0	Technology, Media and Telecommunications
08/04	Viisage Technology Inc.	Seller Advisory	NYSE: VISG	42.5	Technology, Media and Telecommunications
08/04	SaladTime LLC, a division of Tanimura & Antle	Seller Advisory		Undisclosed	Consumer
08/04	NAVTEQ Corporation	Initial Public Offering	NYSE: NVT	1012.0	Technology, Media and Telecommunications
08/04	Archipelago Holdings, Inc.	Initial Public Offering	NYSE: ARCA	145.5	Financial Institutions
08/04	Decide Interactive	Seller Advisory		33.5	Technology, Media and Telecommunications
08/04	Avid Technology, Inc.	Buyer Advisory		209.5	Technology, Media and Telecommunications
08/04	TRM Corporation	Follow-On Offering	ASX: TRMM	56.9	Financial Institutions
08/04	JupiterMedia Corp.	Block Trade		18.8	Technology, Media and Telecommunications
08/04	Becker Underwood, Inc., a portfolio company of Century Park Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
08/04	MidCountry Financial Corp.	Private Placement		30.0	Financial Institutions
09/04	MCG Capital Corporation	Follow-On Offering	NASDAQ: MCGC	40.7	Financial Institutions
09/04	California & Washington Company	Seller Advisory		Undisclosed	Consumer
09/04	Ness Technologies, Inc.	Initial Public Offering	NASDAQ: NSTC	161.1	Technology, Media and Telecommunications
09/04	51job, Inc.	Initial Public Offering	NASDAQ: JOBS	84.5	Technology, Media and Telecommunications
09/04	New Century REIT, Inc.	Initial Public Offering	NYSE: NEW	783.0	Financial Institutions
09/04	CallWave, Inc.	Initial Public Offering	NYSE: CALL	40.0	Technology, Media and Telecommunications
10/04	PeopleSupport, Inc.	Initial Public Offering	NYSE: PSPT	51.9	Technology, Media and Telecommunications
10/04	Arch Aluminum & Glass Co., Inc., an investment of Long Point Capital	Seller Advisory		Undisclosed	Industrial Growth
10/04	Gold Kist Holdings Inc.	Initial Public Offering	NYSE: GKIS	132.0	Consumer
10/04	New York & Company, Inc.	Initial Public Offering	NYSE: NWY	195.5	Consumer
10/04	B&G Foods, Inc.	Initial Public Offering	NYSE: BGS	300.0	Consumer
10/04	ZOLL Medical Corporation	Buyer Advisory		Undisclosed	Health Care
10/04	Residential Services Group, Inc., a portfolio company of Wellspring Capital Management	Seller Advisory		150.0	Industrial Growth
10/04	CoTherix, Inc.	Initial Public Offering	NASDAQ: CTRX	30.0	Health Care
10/04	ViroPharma Incorporated	Convertible PIPE	NASDAQ: VPHM	62.5	Health Care
10/04	VNUS Medical Technologies, Inc.	Initial Public Offering		80.6	Health Care
10/04	Shopping.com Ltd.	Initial Public Offering	NYSE: SHOP	142.2	Technology, Media and Telecommunications
10/04	MidCountry Financial Corp.	Private Placement		80.0	Financial Institutions
10/04	Option Care Inc.	Convertible	NYSE: OPTN	86.3	Health Care
10/04	FoxHollow Technologies, Inc.	Initial Public Offering	NYSE: FOXH	72.5	Health Care
10/04	Xcyte Therapies, Inc.	Convertible	NASDAQ: XCYT	29.9	Health Care
11/04	Tango Acquisition, Inc., a whollyowned subsidiary of Dave & Buster's Inc.	Buyer Advisory		47.0	Consumer
11/04	ViroPharma Incorporated	Buyer Advisory		116.0	Health Care
11/04	Opus Medical, Inc.	Seller Advisory		130.0	Health Care
11/04	Overstock.com Inc.	Convertible	NASDAQ: OSTK	120.0	Technology, Media and Telecommunications
11/04	Overstock.com Inc.	Follow-On Offering	NASDAQ: OSTK	79.4	Technology, Media and Telecommunications
11/04	Tempur-Pedic International Inc.	Follow-On Offering	NYSE: TPX	283.5	Consumer
11/04	Portfolio Recovery Associates, Inc.	Follow-On Offering	NASDAQ: PRAA	67.4	Financial Institutions
11/04	Monolithic Power Systems	Initial Public Offering	NASDAQ: MPWR	53.4	Technology, Media and Telecommunications
11/04	HealthExtras, Inc.	Follow-On Offering	NYSE: HLEX	84.0	Health Care
11/04	Dealix Corporation	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
11/04	Fingerhut Direct Marketing, Inc.	Private Placement		18.0	Consumer
12/04	Greenfield Online, Inc.	Follow-On Offering	NASDAQ: SRVY	125.3	Technology, Media and Telecommunications
12/04	Bell Automotive Products, Inc., a portfolio company of Brentwood Associates	Seller Advisory		60.0	Industrial Growth
12/04	Peak Industries, Inc.	Seller Advisory		44.0	Health Care
12/04	HouseValues, Inc.	Initial Public Offering	NYSE: SOLD	94.0	Technology, Media and Telecommunications
12/04	Symmetry Medical Inc.	Initial Public Offering	NYSE: SMA	138.0	Health Care
12/04	Array BioPharma, Inc.	Follow-On Offering	NASDAQ: ARRY	71.3	Health Care
12/04	Cash America International, Inc.	Fairness Opinion		120.0	Financial Institutions
12/04	Wintrust Financial Corporation	Follow-On Offering	NYSE: WTFC	71.4	Financial Institutions
12/04	Ctrip.com International Ltd.	Follow-On Offering	NASDAQ: CTRP	92.8	Technology, Media and Telecommunications
12/04	Roxio, Inc. (consumer software division)	Seller Advisory		85.0	Technology, Media and Telecommunications
12/04	Captain D's, LLC, a portfolio company of Lone Star Funds	Seller Advisory		Undisclosed	Consumer
12/04	Hormel Foods Corporation	Buyer Advisory		185.7	Consumer
12/04	DexCom, Inc.	Private Placement		22.5	Health Care
12/04	Marvin Windows and Doors	Buyer Advisory		Undisclosed	Industrial Growth
01/05	Endocardial Solutions, Inc.	Seller Advisory		270.3	Health Care
01/05	Bumble Bee Seafoods, LLC	Buyer Advisory		45.0	Consumer
01/05	SeaBright Insurance Holdings, Inc.	Initial Public Offering	NYSE: SBX	90.6	Financial Institutions
01/05	Dollar Financial Corp.	Initial Public Offering	NASDAQ: DLLR	120.0	Financial Institutions
01/05	Lone Star Funds	Buyer Advisory		660.0	Consumer
02/05	Arena Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ARNA	51.8	Health Care
02/05	Hurray! Holding Co., Ltd.	Initial Public Offering	NASDAQ: HRAY	70.5	Technology, Media and Telecommunications
02/05	FTD Group, Inc.	Initial Public Offering	NYSE: FTD	176.0	Technology, Media and Telecommunications
02/05	Greenfield Online, Inc.	Buyer Advisory		30.0	Technology, Media and Telecommunications
02/05	Marchex, Inc.	Convertible	NASDAQ: MCHX	57.5	Technology, Media and Telecommunications
02/05	Quixote Corporation	Convertible PIPE	NASDAQ: QUIX	40.0	Technology, Media and Telecommunications
02/05	Prestige Brands Holdings Inc.	Initial Public Offering	NYSE: PBH	515.2	Consumer
02/05	Marchex, Inc.	Initial Public Offering	NASDAQ: MCHX	184.0	Technology, Media and Telecommunications
02/05	Emageon Inc.	Initial Public Offering	NASDAQ: EMAG	74.8	Health Care
02/05	CoTherix, Inc.	Follow-On Offering	NASDAQ: CTRX	37.8	Health Care
02/05	Acusphere, Inc.	Convertible	NYSE: ACUS	45.0	Health Care
02/05	International Multifoods, U.S. Foodservice & Bakery Products, a division of The J.M. Smucker Company	Seller Advisory		43.0	Consumer
02/05	JHT Holdings, Inc., a portfolio company of Merit Capital Partners, LLC	Seller Advisory		Undisclosed	Industrial Growth
03/05	Neurochem Inc.	Follow-On Offering	NYSE: NRMX	61.2	Health Care
03/05	Cytyc Corporation	Buyer Advisory		160.0	Health Care
03/05	Horizon Health Corporation	Follow-On Offering	NYSE: HORC	62.5	Health Care
03/05	Marshall Retail Group, LLC, a portfolio company of ICV Capital Partners, LLC	Seller Advisory		Undisclosed	Consumer
03/05	CryoLife, Inc.	Convertible	NYSE: CRY	20.0	Health Care
03/05	MCG Capital Corporation	Follow-On Offering	NASDAQ: MCGC	31.5	Financial Institutions
03/05	Connetics Corporation	Convertible	NYSE: CNCT	150.0	Health Care
03/05	American Capital Strategies, Ltd.	Follow-On Offering	NASDAQ: ACAS	315.0	Financial Institutions
03/05	Aladdin Knowledge Systems Ltd.	Follow-On Offering	NYSE: ALDN	49.3	Technology, Media and Telecommunications
03/05	BlackRidge Financial, Inc.	Private Placement		25.0	Financial Institutions
03/05	Standard Microsystems Corporation	Buyer Advisory		94.0	Technology, Media and Telecommunications
04/05	Hormel Foods Corporation	Buyer Advisory		Undisclosed	Consumer
04/05	DexCom, Inc.	Initial Public Offering	NASDAQ: DXCM	56.4	Health Care
04/05	Clayton Services, Inc. and The Murrayhill Company	Merger Advisory		Undisclosed	Financial Institutions
04/05	ACADIA Pharmaceuticals Inc.	PIPE	NASDAQ: ACAD	36.0	Health Care
05/05	Selig Sealing Products, Inc., a portfolio company of The Riverside Company	Seller Advisory		100.0	Industrial Growth
05/05	NAVTEQ Corporation	Follow-On Offering	NYSE: NVT	1241.3	Technology, Media and Telecommunications
05/05	Zumiez Inc.	Initial Public Offering	NASDAQ: ZUMZ	64.7	Consumer
05/05	Citi Trends, Inc.	Initial Public Offering	NASDAQ: CTRN	62.0	Consumer
05/05	IDX Systems Corporation	Block Trade	NYSE: IDXC	47.3	Health Care
05/05	Andersen Corporation	Buyer Advisory		Undisclosed	Industrial Growth
05/05	SSA Global Technologies, Inc.	Initial Public Offering	NYSE: SSAG	99.0	Technology, Media and Telecommunications
05/05	Bear Creek Country Kitchens LLC	Seller Advisory		Undisclosed	Consumer
06/05	Thornburg Mortgage, Inc.	Follow-On Offering	OTC: THMR	123.2	Financial Institutions
06/05	Rackable Systems Inc.	Initial Public Offering		75.0	Technology, Media and Telecommunications
06/05	Langer, Inc.	Follow-On Offering	NYSE: GAIT	32.5	Health Care
06/05	Premium Standard Farms	Initial Public Offering	NYSE: PORK	138.7	Consumer
06/05	MCG Capital Corporation	Follow-On Offering	NASDAQ: MCGC	75.6	Financial Institutions
06/05	ev3 Inc.	Initial Public Offering	NASDAQ: EVVV	164.7	Health Care
06/05	CRA International	Follow-On Offering	NYSE: CRAI	102.1	Technology, Media and Telecommunications
06/05	Web Marketing Holdings, Inc. dba Web Clients	Seller Advisory		141.0	Technology, Media and Telecommunications
06/05	National Semiconductor Corporation, cordless business unit	Seller Advisory		60.0	Technology, Media and Telecommunications
06/05	CV Therapeutics, Inc.	Follow-On Offering	NYSE: CVTX	180.4	Health Care
06/05	Volcom, Inc.	Initial Public Offering	NASDAQ: VLCM	102.4	Consumer
07/05	Transneuronix, Inc.	Seller Advisory		260.0	Health Care
07/05	icrossing, Inc.	Private Placement		13.0	Technology, Media and Telecommunications
07/05	Tyco Healthcare, a subsidiary of Tyco International Ltd.	Buyer Advisory		66.0	Health Care
07/05	Norwesco, Inc., a portfolio company of Norwest Equity Partners and Brockway Moran & Partners	Seller Advisory		162.0	Industrial Growth
07/05	Focus Media Holding Ltd.	Initial Public Offering	NASDAQ: FMCN	197.5	Technology, Media and Telecommunications
07/05	Phillips-Van Heusen Corporation	Follow-On Offering	NYSE: PVH	240.5	Consumer
07/05	Symmetry Medical Inc.	Follow-On Offering	NYSE: SMA	255.9	Health Care
07/05	TherOx, Inc.	Private Placement		31.0	Health Care
07/05	Diamond Foods, Inc.	Initial Public Offering	NASDAQ: DMND	117.3	Consumer
07/05	Hittite Microwave Corporation	Initial Public Offering	NASDAQ: HITT	88.0	Technology, Media and Telecommunications
07/05	Department 56, Inc.	Buyer Advisory		190.0	Consumer
07/05	Patriot Capital Funding, Inc.	Initial Public Offering	NASDAQ: PCAP	150.3	Financial Institutions
07/05	AGA Medical Corp., shareholder interest	Seller Advisory		Undisclosed	Health Care
07/05	Golf Galaxy, Inc.	Initial Public Offering		63.6	Consumer
07/05	Nancy's Specialty Foods, Inc., a portfolio company of Kohlberg & Co., LLC	Seller Advisory		Undisclosed	Consumer
08/05	MWI Veterinary Supply, Inc.	Initial Public Offering	NASDAQ: MWIV	84.7	Health Care
08/05	ZymoGenetics, Inc.	Follow-On Offering	NASDAQ: ZGEN	135.0	Health Care
08/05	Advanced Analogic Technologies Inc.	Initial Public Offering	NASDAQ: AATI	121.9	Technology, Media and Telecommunications
08/05	Baidu.com, Inc.	Initial Public Offering	NASDAQ: BIDU	124.3	Technology, Media and Telecommunications
08/05	Anadys Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ANDS	71.3	Health Care
08/05	Hoku Scientific, Inc.	Initial Public Offering	NASDAQ: HOKU	21.0	Technology, Media and Telecommunications
08/05	AtriCure, Inc.	Initial Public Offering	NASDAQ: ATRC	55.2	Health Care
08/05	Genta Incorporated	Registered Direct	OTC: GETA	17.5	Health Care
08/05	Lancaster Laboratories, Inc. and its key shareholder, Goldner Hawn Johnson & Morrison	Seller Advisory		150.0	Health Care
08/05	Colder Products Company	Seller Advisory		Undisclosed	Industrial Growth
08/05	Ruth's Chris Steak House, Inc.	Initial Public Offering	NASDAQ: RUTH	269.1	Consumer
08/05	Royce Medical Holding Inc.	Seller Advisory		216.0	Health Care
08/05	TB Corp., parent company of Taco Bueno Restaurants, L.P., a portfolio company of Jacobson Partners	Seller Advisory		Undisclosed	Consumer
08/05	Avid Technology, Inc.	Buyer Advisory		312.0	Technology, Media and Telecommunications
08/05	SoftBrands, Inc.	Private Placement		18.0	Technology, Media and Telecommunications
08/05	Anthracite Capital, Inc.	Follow-On Offering	NYSE: AHR	20.0	Financial Institutions
08/05	GED Integrated Solutions, Inc., a portfolio company of Morgenthaler Partners	Seller Advisory		Undisclosed	Industrial Growth
08/05	White River Capital, Inc.	Block Trade		50.0	Financial Institutions
09/05	Acusphere, Inc.	Registered Direct	NYSE: ACUS	18.7	Health Care
09/05	ChildrenFirst, Inc., a portfolio company of Carousel Capital Partners & Corporate Partners LLC	Seller Advisory		61.0	Technology, Media and Telecommunications
09/05	CombiMatrix Corporation	Registered Direct	NASDAQ: CBMX	10.5	Health Care
09/05	Integrated Circuit Systems, Inc.	Merger Advisory		1700.0	Technology, Media and Telecommunications
09/05	Renovis, Inc.	Follow-On Offering	NYSE: RNVS	54.0	Health Care
09/05	Numatics, Incorporated	Seller Advisory		Undisclosed	Industrial Growth
09/05	The YoFarm Company, a portfolio company of Stolberg Equity Partners	Seller Advisory		Undisclosed	Consumer
09/05	The Restaurant Company, Perkins Restaurant & Bakery	Seller Advisory		245.0	Consumer
09/05	Genomic Health Inc.	Initial Public Offering	NASDAQ: GHDX	60.2	Health Care
09/05	Almedica International Inc.	Seller Advisory		Undisclosed	Health Care
09/05	Industrial Container Services, LLC, a portfolio company of CIC Partners	Seller Advisory		Undisclosed	Industrial Growth
10/05	Vical Incorporated	Registered Direct	NASDAQ: VICL	22.6	Health Care
10/05	CapitalSource Inc.	Follow-On Offering	NYSE: CSE	429.3	Financial Institutions
10/05	ATS Medical Inc.	Convertible PIPE	NASDAQ: ATSI	22.4	Health Care
10/05	CoTherix, Inc.	Follow-On Offering	NASDAQ: CTRX	67.3	Health Care
10/05	Exopack Holding Corp., a portfolio company of The Sterling Group	Seller Advisory		Undisclosed	Industrial Growth
10/05	Garden Fresh Holdings, Inc., a portfolio company of Centre Partners Management LLC and Fairmont Capital, Inc.	Seller Advisory		Undisclosed	Consumer
10/05	Claim Jumper Restaurants LLC	Seller Advisory		Undisclosed	Consumer
10/05	America's Body Company, a portfolio company of Linsalata Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
10/05	Devax, Inc.	Private Placement		32.0	Health Care
11/05	Website Pros, Inc.	Initial Public Offering	NASDAQ: WSPI	68.0	Technology, Media and Telecommunications
11/05	Myriad Genetics, Inc.	Follow-On Offering	NYSE: MYGN	149.0	Health Care
11/05	Zumiez Inc.	Follow-On Offering	NASDAQ: ZUMZ	97.2	Consumer
11/05	Clearant ,Inc.	PIPE	OTC: CLRA	12.0	Health Care
11/05	IHS Inc.	Initial Public Offering	NYSE: IHS	267.1	Technology, Media and Telecommunications
11/05	Vimicro International Corporation	Initial Public Offering	NASDAQ: VIMC	87.0	Technology, Media and Telecommunications
11/05	Under Armour Inc.	Initial Public Offering	NYSE: UA	181.3	Consumer
11/05	Richardson Electronics, Ltd.	Convertible PIPE	NASDAQ: RELL	25.0	Technology, Media and Telecommunications
11/05	ESCORT Inc., a portfolio company of American Capital Strategies, Ltd.	Seller Advisory		Undisclosed	Industrial Growth
11/05	El Pollo Loco Inc., a portfolio company of American Securities Capital Partners, L.P.	Seller Advisory		Undisclosed	Consumer
11/05	Healthcare Finance Group, Inc.	Private Placement		32.5	Financial Institutions
11/05	United Road Towing, a division of United Road Services, Inc. a portfolio company of Charterhouse Group	Seller Advisory		Undisclosed	Industrial Growth
11/05	Advanced Neuromodulation Systems, Inc.	Seller Advisory		1189.4	Health Care
12/05	Volcom, Inc.	Follow-On Offering	NASDAQ: VLCM	177.0	Consumer
12/05	ViroPharma Incorporated	Follow-On Offering	NASDAQ: VPHM	173.4	Health Care
12/05	Epicor Software Corporation	Buyer Advisory		121.0	Technology, Media and Telecommunications
12/05	Excel Bank Corporation	Private Placement		12.0	Financial Institutions
12/05	Somaxon Pharmaceuticals, Inc.	Initial Public Offering	NASDAQ: SOMX	55.0	Health Care
12/05	Corgentech Inc.	Buyer Advisory		101.6	Health Care
12/05	Precision Camera & Video Repair, Inc., a portfolio company of Calvert Street Capital Partners	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
12/05	iTradeNetwork, Inc.	Private Placement		24.5	Technology, Media and Telecommunications
12/05	West Bancorporation, Inc.	Buyer Advisory		Undisclosed	Financial Institutions
01/06	WS Packaging Group, Inc., a portfolio company of Brantley Partners and Mellon Ventures, Inc.	Seller Advisory		Undisclosed	Industrial Growth
01/06	Maxim Pharmaceuticals Inc.	Merger Advisory		38.1	Health Care
01/06	ev3 Inc.	Buyer Advisory		105.9	Health Care
01/06	P.F. Chang's China Bistro, Inc.	Buyer Advisory		Undisclosed	Consumer
01/06	Hand Innovations LLC	Seller Advisory		Undisclosed	Health Care
01/06	New York & Company, Inc.	Follow-On Offering	NYSE: NWY	148.9	Consumer
01/06	SeaBright Insurance Holdings, Inc.	Follow-On Offering	NYSE: SBX	115.9	Financial Institutions
01/06	Arena Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ARNA	179.8	Health Care
01/06	Citi Trends, Inc.	Follow-On Offering	NASDAQ: CTRN	81.4	Consumer
01/06	Focus Media Holding Ltd.	Follow-On Offering	NASDAQ: FMCN	322.6	Technology, Media and Telecommunications
01/06	SGX Pharmaceuticals, Inc.	Initial Public Offering	NYSE: SGXP	24.9	Health Care
01/06	Alnylam Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ALNY	66.5	Health Care
02/06	Vital Signs, Inc.	Follow-On Offering	NYSE: VITL	97.3	Health Care
02/06	UTEK Corporation	Registered Direct	AMEX: UTK	10.0	Financial Institutions
02/06	XOMA Ltd.	Convertible	NASDAQ: XOMA	12.5	Health Care
02/06	Resource Capital Corp.	Initial Public Offering	NYSE: RSO	60.0	Financial Institutions
02/06	Crocs, Inc.	Initial Public Offering	NASDAQ: CROX	239.1	Consumer
02/06	Morton's Restaurant Group Inc.	Initial Public Offering	NYSE: MRT	174.5	Consumer
02/06	Nighthawk Radiology Holdings, Inc.	Initial Public Offering	NYSE: NHWK	115.9	Health Care
02/06	Acordia Therapeutics, Inc.	Initial Public Offering	NYSE: ACOR	36.5	Health Care
02/06	Rudolph Technologies, Inc.	Merger Advisory		193.0	Technology, Media and Telecommunications
02/06	Churchill Financial Holdings, LLC	Private Placement		112.5	Financial Institutions
02/06	Animas Corporation	Seller Advisory		518.6	Health Care
02/06	Oasis Outsourcing, Inc., a portfolio company of H.I.G. Capital	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
02/06	Allscripts Healthcare Solutions Inc.	Follow-On Offering	NASDAQ: MDRX	149.0	Health Care
03/06	Energy Conversion Devices, Inc.	Follow-On Offering	NASDAQ: ENER	394.5	Clean Technology and Renewables
03/06	Alexza Pharmaceuticals Inc.	Initial Public Offering	NASDAQ: ALXA	50.6	Health Care
03/06	Eagle Test Systems Inc.	Initial Public Offering	NYSE: EGLT	100.8	Technology, Media and Telecommunications
03/06	Dave & Buster's Inc.	Seller Advisory		375.0	Consumer
03/06	Ultra Clean Holdings, Inc.	Follow-On Offering	NASDAQ: UCTT	47.0	Technology, Media and Telecommunications
03/06	CapitalSource Inc.	Follow-On Offering	NYSE: CSE	413.6	Financial Institutions
03/06	BriteSmile, Inc., Associated Center Business	Seller Advisory		35.0	Health Care
03/06	York Label Holdings, Inc., a portfolio company of Huron Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
03/06	180 Connect, Inc.	Convertible PIPE	NYSE: NCT.U	10.7	Technology, Media and Telecommunications
03/06	American Capital Strategies, Ltd.	Follow-On Offering	NASDAQ: ACAS	487.3	Financial Institutions
03/06	Clayton Holdings, Inc.	Initial Public Offering	NYSE: CLAY	146.6	Financial Institutions
03/06	Metabasis Therapeutics	Registered Direct	NASDAQ: MBRX	40.0	Health Care
03/06	China GrenTech Corporation Limited	Initial Public Offering	NASDAQ: GRRF	112.5	Technology, Media and Telecommunications
03/06	HIMAX Technologies Inc.	Initial Public Offering	NASDAQ: HIMX	510.6	Technology, Media and Telecommunications
03/06	NLS Animal Health	Seller Advisory		Undisclosed	Health Care
03/06	Valley Fresh Inc.	Seller Advisory		78.0	Consumer
04/06	UnionTools, Inc., a portfolio company of Oaktree Capital Management	Seller Advisory		Undisclosed	Industrial Growth
04/06	Corel Corporation	Initial Public Offering	NASDAQ: CREL	104.0	Technology, Media and Telecommunications
04/06	DexCom, Inc.	Follow-On Offering	NASDAQ: DXCM	132.0	Health Care
04/06	ACADIA Pharmaceuticals Inc.	Follow-On Offering	NASDAQ: ACAD	63.4	Health Care
04/06	NicOx S.A.	PIPE	ENXTPA: COX	45.3	Health Care
05/06	Rocky Shoes & Boots Inc.	Follow-On Offering	NYSE: RCKY	11.3	Consumer
05/06	HydroGen Corporation	PIPE	OTC: HYDGQ	25.8	Technology, Media and Telecommunications
05/06	CancerVax Corporation	Merger Advisory		94.0	Health Care
05/06	Phillips-Van Heusen Corporation	Follow-On Offering	NYSE: PVH	382.2	Consumer
05/06	Diamond Foods, Inc.	Buyer Advisory		18.0	Consumer
05/06	Sipex Corporation	Convertible PIPE	NYSE: SIPX	30.0	Technology, Media and Telecommunications
05/06	Reddy Ice Holdings, Inc.	Follow-On Offering	NYSE: FRZ	98.9	Consumer
05/06	Vonage Holdings Corp.	Initial Public Offering	NYSE: VG	531.3	Technology, Media and Telecommunications
05/06	Under Armour, Inc.	Follow-On Offering	NYSE: UA	284.0	Consumer
05/06	Nielsen & Bainbridge, a portfolio company of The Jordan Company	Seller Advisory		Undisclosed	Industrial Growth
05/06	Catalina Restaurant Group, Inc., a portfolio company of Wexford Capital LLC	Seller Advisory		Undisclosed	Consumer
06/06	Town Sports International Holdings, Inc.	Initial Public Offering	NASDAQ: CLUB	99.5	Consumer
06/06	Jones Soda Co.	PIPE	NYSE: JSDA	30.0	Consumer
06/06	Patriot Capital Funding, Inc.	Follow-On Offering	NASDAQ: PCAP	41.8	Financial Institutions
06/06	Club Staffing Inc., a portfolio company of Olympus Partners	Seller Advisory		Undisclosed	Health Care
06/06	Volcano Corporation	Initial Public Offering	NASDAQ: VOLC	62.6	Health Care
06/06	Zumiez Inc.	Follow-On Offering	NASDAQ: ZUMZ	44.8	Consumer
06/06	Dollar Financial Corp.	Follow-On Offering	NASDAQ: DLLR	95.7	Financial Institutions
06/06	Focus Media Holding Ltd.	Follow-On Offering	NASDAQ: FMCN	415.8	Technology, Media and Telecommunications
06/06	Sangamo BioSciences, Inc.	Follow-On Offering	NASDAQ: SGMO	20.9	Health Care
06/06	K2M, Inc.	Private Placement		21.5	Health Care
06/06	American Medical Systems Holdings, Inc.	Convertible	NASDAQ: AMMD	373.8	Health Care
06/06	Techwell, Inc.	Initial Public Offering	NASDAQ: TWLL	50.7	Technology, Media and Telecommunications
06/06	Home BancShares, Inc.	Initial Public Offering	NASDAQ: HOMB	51.8	Financial Institutions
06/06	Bravo Development, Inc.	Seller Advisory		Undisclosed	Consumer
06/06	Ultra Clean Holdings, Inc.	Fairness Opinion		50.0	Technology, Media and Telecommunications
06/06	Andersen Corporation	Buyer Advisory		Undisclosed	Industrial Growth
07/06	EnteroMedics, Inc.	Private Placement		45.2	Health Care
07/06	MWI Veterinary Supply, Inc.	Follow-On Offering	NASDAQ: MWIV	100.7	Health Care
07/06	Cardiovascular Systems, Inc.	Private Placement		25.0	Health Care
07/06	American Medical Systems Holdings, Inc.	Buyer Advisory		715.0	Health Care
07/06	Beacon Holdings Corporation, a portfolio company of the Riverside Company	Seller Advisory		95.5	Industrial Growth
07/06	BulkRegister	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
07/06	Website Pros, Inc.	Follow-On Offering	NASDAQ: WSPI	34.8	Technology, Media and Telecommunications
08/06	Applied Financial, LLC	Seller Advisory		Undisclosed	Financial Institutions
08/06	Onyx Software Corporation	Seller Advisory		92.0	Technology, Media and Telecommunications
08/06	LipoScience, Inc.	Private Placement		13.0	Health Care
08/06	Sonic Innovations, Inc.	PIPE	NASDAQ: SNCI	12.0	Health Care
08/06	Cytori Therapeutics Inc.	Registered Direct	NASDAQ: CYTX	16.8	Health Care
08/06	InnerWorkings, Inc.	Initial Public Offering	NASDAQ: INWK	109.6	Technology, Media and Telecommunications
08/06	Crocs, Inc.	Follow-On Offering	NASDAQ: CROX	247.8	Consumer
08/06	Real Mex Restaurants, Inc.	Seller Advisory		Undisclosed	Consumer
08/06	The Andersons, Inc.	Follow-On Offering	NASDAQ: ANDE	95.7	Clean Technology and Renewables
09/06	Confluent Surgical, Inc.	Seller Advisory		245.0	Health Care
09/06	New Oriental Education & Technology Group Inc.	Initial Public Offering	NYSE: EDU	129.4	Technology, Media and Telecommunications
09/06	Incyte Corporation	Convertible	NASDAQ: INCY	151.8	Health Care
09/06	Home Diagnostics Inc.	Initial Public Offering	NASDAQ: HDIX	79.2	Health Care
09/06	Actions Semiconductor Co., Ltd.	Follow-On Offering	NASDAQ: ACTS	99.9	Clean Technology and Renewables
09/06	Bunn Capitol Company	Seller Advisory		Undisclosed	Consumer
09/06	Mindray Medical International Ltd.	American Depository Receipt	NYSE: MR	310.5	Health Care
09/06	MathStar, Inc.	PIPE	OTC: MATH	12.6	Technology, Media and Telecommunications
09/06	Shutterfly, Inc.	Initial Public Offering	NASDAQ: SFLY	87.0	Technology, Media and Telecommunications
09/06	Bare Escentuals, Inc.	Initial Public Offering	NASDAQ: BARE	404.8	Consumer
10/06	ATS Medical Inc.	Buyer Advisory		58.0	Health Care
10/06	Exelixis Inc.	Follow-On Offering	NASDAQ: EXEL	96.6	Health Care
10/06	Hallmark Financial Services	Follow-On Offering	NASDAQ: HAF	27.0	Financial Institutions
10/06	TorreyPines Therapeutics, Inc.	Merger Advisory		71.5	Health Care
10/06	MCG Capital Corporation	Follow-On Offering	NASDAQ: MCGC	72.5	Financial Institutions
10/06	The White Lily Foods Company, a wholly owned subsidiary of C.H. Guenther & Son, Inc.	Seller Advisory		Undisclosed	Consumer
10/06	Berbee Information Networks Corporation	Seller Advisory		184.0	Technology, Media and Telecommunications
10/06	Finisar Corp.	Convertible	NYSE: FNSR	100.0	Technology, Media and Telecommunications
10/06	RxKinetix Inc.	Seller Advisory		20.0	Health Care
10/06	Spectra Gases, Inc.	Seller Advisory		Undisclosed	Industrial Growth
10/06	IHS Inc.	Follow-On Offering	NYSE: IHS	323.6	Technology, Media and Telecommunications
10/06	Nighthawk Radiology Holdings, Inc.	Follow-On Offering	NYSE: NHWK	117.0	Health Care
10/06	Ultra Clean Holdings, Inc.	Block Trade	NASDAQ: UCTT	23.3	Technology, Media and Telecommunications
11/06	Celgene Corporation	Follow-On Offering	NASDAQ: CELG	1032.0	Health Care
11/06	Canadian Solar, Inc.	Initial Public Offering	NASDAQ: CSIQ	115.5	Clean Technology and Renewables
11/06	Physicians Formula Holdings Inc.	Initial Public Offering	NASDAQ: FACE	143.4	Consumer
11/06	PeopleSupport, Inc.	Follow-On Offering	NYSE: PSPT	96.6	Technology, Media and Telecommunications
11/06	Capella Education Co.	Initial Public Offering	NASDAQ: CPLA	92.0	Technology, Media and Telecommunications
11/06	Metabolix Inc.	Initial Public Offering	NASDAQ: MBLX	109.5	Clean Technology and Renewables
11/06	deCODE Genetics, Inc.	Convertible	NASDAQ: DCGN	80.0	Health Care
11/06	Alexion Pharmaceuticals Inc.	Follow-On Offering	NASDAQ: ALXN	148.4	Health Care
11/06	Cache, Inc.	Follow-On Offering	NASDAQ: CACH	49.1	Consumer
11/06	Marlin Business Services, Inc.	Follow-On Offering	NASDAQ: MRLN	22.0	Financial Institutions
11/06	First Solar Inc.	Initial Public Offering	NYSE: FSLR	458.9	Clean Technology and Renewables
11/06	Vital Images, Inc.	Follow-On Offering	NYSE: VTAL	104.0	Health Care
11/06	Alliance Imaging Inc.	Follow-On Offering	NYSE: AIQ	52.9	Health Care
11/06	Excelligence Learning Corporation	Seller Advisory		125.3	Technology, Media and Telecommunications
11/06	Jamba Juice Company	Merger Advisory		265.0	Consumer
12/06	Volcano Corporation	Follow-On Offering	NASDAQ: VOLC	138.9	Health Care
12/06	Iconix Brand Group	Follow-On Offering	NASDAQ: ICON	260.2	Consumer
12/06	Arena Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ARNA	174.7	Health Care
12/06	Lone Star Funds	Buyer Advisory		586.0	Consumer
12/06	Credence Systems Corp.	Convertible	NYSE: CMOS	122.5	Technology, Media and Telecommunications
12/06	U.S. BioEnergy Corp.	Initial Public Offering	NYSE: USBE	161.0	Clean Technology and Renewables
12/06	RegeneRx Biopharmaceuticals	PIPE	AMEX: RGN	9.6	Health Care
12/06	Classic Party Rentals, a portfolio company of Dubin Clark & Company	Seller Advisory		Undisclosed	Industrial Growth
12/06	The Wet Seal, Inc.	Follow-On Offering	NASDAQ: WTSLA	110.4	Consumer
12/06	International Fight League, Inc.	PIPE	OTC: IFLI	24.2	Consumer
12/06	Alpha & Omega Semiconductor, Ltd.	Private Placement		32.0	Technology, Media and Telecommunications
01/07	Pemstar, Inc.	Fairness Opinion		298.4	Technology, Media and Telecommunications
01/07	Monogram Biosciences, Inc.	Convertible		30.0	Health Care
01/07	American Medical Systems Holdings, Inc.	Seller Advisory		Undisclosed	Health Care
01/07	InnerWorkings, Inc.	Follow-On Offering	NASDAQ: INWK	108.0	Technology, Media and Telecommunications
01/07	RITA Medical Systems, Inc.	Seller Advisory		220.0	Health Care
01/07	Animal Health International, Inc.	Initial Public Offering	NASDAQ: AHII	129.8	Health Care
01/07	XTENT, Inc.	Initial Public Offering	NYSE: XTNT	75.2	Health Care
02/07	JA Solar Holdings Co., Ltd.	Initial Public Offering	NASDAQ: JASO	258.8	Clean Technology and Renewables
02/07	Accuray Incorporated	Initial Public Offering	NASDAQ: ARAY	331.2	Health Care
02/07	U.S. Auto Parts Network, Inc.	Initial Public Offering	NASDAQ: PRTS	115.0	Technology, Media and Telecommunications
02/07	Optimer Pharmaceuticals, Inc.	Initial Public Offering	NASDAQ: OPTR	56.4	Health Care
02/07	New Oriental Education & Technology Group Inc.	Follow-On Offering	NYSE: EDU	303.0	Technology, Media and Telecommunications
02/07	Locus Pharmaceuticals, Inc.	Private Placement		30.2	Health Care
02/07	Golf Galaxy, Inc.	Merger Advisory		225.0	Consumer
02/07	PlayCore Holdings, Inc., a portfolio company of Chartwell Investments	Seller Advisory		Undisclosed	Industrial Growth
02/07	Sirenza Microdevices, Inc.	Follow-On Offering	NYSE: SMDI	52.3	Technology, Media and Telecommunications
02/07	Ultra Clean Holdings, Inc.	Block Trade	NASDAQ: UCTT	26.0	Technology, Media and Telecommunications
02/07	Kellermeyer Building Services, a portfolio company of CIVC Partners	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
02/07	Cytori Therapeutics Inc.	Registered Direct	NASDAQ: CYTX	21.5	Health Care
03/07	Seminole Tribe of Florida	Buyer Advisory		975.0	Consumer
03/07	DexCom, Inc.	Convertible	NASDAQ: DXCM	60.0	Health Care
03/07	Bare Escentuals, Inc.	Follow-On Offering	NASDAQ: BARE	476.1	Consumer
03/07	ViroPharma Incorporated	Convertible	NASDAQ: VPHM	250.0	Health Care
03/07	Greatbatch, Inc.	Convertible	NYSE: GB	80.0	Health Care
03/07	AMIS Holdings, Inc.	Follow-On Offering	NYSE: AMIS	206.3	Technology, Media and Telecommunications
03/07	CastlePoint Holdings, Ltd.	Initial Public Offering	NYSE: CPHL	127.8	Financial Institutions
03/07	Komag, Inc.	Convertible	NYSE: KOMG	220.0	Technology, Media and Telecommunications
03/07	Electroglas, Inc.	Convertible	OTC: EGLSQ	25.8	Technology, Media and Telecommunications
03/07	Johnny Rockets Group, Inc.	Seller Advisory		Undisclosed	Consumer
03/07	Xoft, Inc.	Private Placement		33.2	Health Care
03/07	Churchill Capital, Mezzanine Finance Business	Seller Advisory		Undisclosed	Financial Institutions
04/07	ACADIA Pharmaceuticals Inc.	Follow-On Offering	NASDAQ: ACAD	102.5	Health Care
04/07	Z'Tejas Southwest Grill	Seller Advisory		Undisclosed	Consumer
04/07	MWI Veterinary Supply, Inc.	Follow-On Offering	NASDAQ: MWIV	93.6	Health Care
04/07	Physicians Formula Holdings Inc.	Follow-On Offering	NASDAQ: FACE	104.8	Consumer
04/07	ev3 Inc.	Follow-On Offering	NASDAQ: EVVV	166.3	Health Care
04/07	Castle Brands Inc.	PIPE	NYSE: ROX	21.0	Consumer
04/07	MBA Polymers, Inc.	Private Placement		22.0	Clean Technology and Renewables
04/07	Simcere Pharmaceutical Group	American Depository Receipt	NYSE: SCR	260.5	Health Care
04/07	Solaicx Corporation	Private Placement		24.0	Clean Technology and Renewables
04/07	Oscient Pharmaceuticals Corp.	Convertible	OTC: OSCI	60.0	Health Care
04/07	Magma Design Automation	Convertible	NASDAQ: LAVA	49.9	Technology, Media and Telecommunications
04/07	Rex Stores Corporation	Fairness Opinion		Undisclosed	Consumer
05/07	Array BioPharma, Inc.	Follow-On Offering	NASDAQ: ARRY	91.0	Health Care
05/07	Epicor Software Corporation	Convertible	NASDAQ: EPIC	200.0	Technology, Media and Telecommunications
05/07	Atlantis Components, Inc.	Private Placement		12.0	Health Care
05/07	TomoTherapy Incorporated	Initial Public Offering	NASDAQ: TOMO	256.6	Health Care
05/07	Capella Education Co.	Follow-On Offering	NASDAQ: CPLA	144.3	Technology, Media and Telecommunications
05/07	CAI International Inc.	Initial Public Offering	NYSE: CAP	87.0	Financial Institutions
05/07	Genomic Health Inc.	Follow-On Offering	NASDAQ: GHDX	46.5	Health Care
05/07	Sirtris Pharmaceuticals Inc.	Initial Public Offering	NYSE: SIRT	60.0	Health Care
05/07	Omnicell, Inc.	Follow-On Offering	NASDAQ: OMCL	96.4	Health Care
05/07	Phase Forward Incorporated	Follow-On Offering	NASDAQ: PFWD	82.5	Health Care
05/07	Evergreen Solar, Inc.	Follow-On Offering	NASDAQ: ESLR	142.3	Clean Technology and Renewables
05/07	AtriCure, Inc.	PIPE	NASDAQ: ATRC	16.5	Health Care
05/07	ORBCOMM, Inc.	Follow-On Offering	NASDAQ: ORBC	80.5	Technology, Media and Telecommunications
05/07	LDK Solar Hi-Tech Co. Ltd.	American Depository Receipt	NYSE: LDK	486.0	Clean Technology and Renewables
05/07	ConvergeOne Holdings Corporation, a portfolio company of Nautic Partners	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
05/07	MidCountry Financial Corp.	Private Placement		55.0	Financial Institutions
06/07	MidCountry Bank	Buyer Advisory		Undisclosed	Financial Institutions
06/07	Sanitors, Inc., a portfolio company of Cravey, Green & Wahlen	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
06/07	Acorda Therapeutics, Inc.	Follow-On Offering	NYSE: ACOR	79.8	Health Care
06/07	Einstein Noah Restaurant Group	Follow-On Offering	NYSE: BAGL	90.0	Consumer
06/07	Limelight Networks, Inc.	Initial Public Offering	NASDAQ: LLNW	276.0	Technology, Media and Telecommunications
06/07	Yingli Green Energy Holding Co. Ltd.	American Depository Receipt	NYSE: YGE	319.0	Clean Technology and Renewables
06/07	Citi Trends, Inc.	Follow-On Offering	NASDAQ: CTRN	81.0	Consumer
06/07	RAM Holdings Ltd.	Follow-On Offering	OTC: RAMR	72.1	Financial Institutions
06/07	Outback Steakhouse, a portfolio company of OSI Restaurant Partners, Inc.	Fairness Opinion		3482.0	Consumer
06/07	Care Investment Trust Inc.	Initial Public Offering	NYSE: CRE	225.0	Financial Institutions
06/07	Spreadtrum Communications Inc.	American Depository Receipt	NYSE: SPRD	144.5	Technology, Media and Telecommunications
06/07	American Oriental Bioengineering Inc.	Follow-On Offering	NYSE: AOB	83.1	Health Care
07/07	ShoreTel Inc.	Initial Public Offering	NASDAQ: SHOR	86.3	Technology, Media and Telecommunications
07/07	Jonathan Engineered Solutions, a portfolio company of Industrial Growth Partners	Seller Advisory		Undisclosed	Industrial Growth
07/07	Sangamo BioSciences, Inc.	Registered Direct	NASDAQ: SGMO	30.0	Health Care
07/07	Satiety, Inc.	Private Placement		30.2	Health Care
07/07	Sonosite Inc.	Convertible	NASDAQ: SONO	225.0	Health Care
07/07	24/7 Real Media, Inc.	Seller Advisory		649.0	Technology, Media and Telecommunications
07/07	NightHawk Radiology Holdings, Inc.	Fairness Opinion		62.5	Health Care
07/07	Orbitz Worldwide Inc.	Initial Public Offering	NYSE: OWW	510.0	Technology, Media and Telecommunications
07/07	hhgregg Appliances, Inc.	Initial Public Offering	NYSE: HGG	121.9	Consumer
07/07	The Harris Soup Company, a portfolio company of TSG Consumer Partners	Seller Advisory		Undisclosed	Consumer
08/07	Dolan Media Co.	Initial Public Offering	NYSE: DM	224.4	Technology, Media and Telecommunications
08/07	International Fight League, Inc.	PIPE	OTC: IFLI	12.7	Consumer
08/07	Masimo Corporation	Initial Public Offering	NASDAQ: MASI	232.9	Health Care
08/07	HireRight, Inc.	Initial Public Offering	NYSE: HIRE	65.6	Technology, Media and Telecommunications
08/07	First Solar Inc.	Follow-On Offering	NYSE: FSLR	698.3	Clean Technology and Renewables
08/07	Nursefinders, Inc., a portfolio company of Gryphon Investors	Seller Advisory		Undisclosed	Health Care
08/07	JDS Pharmaceuticals, LLC	Seller Advisory		125.0	Health Care
08/07	Yard House USA, LLC	Seller Advisory		Undisclosed	Consumer
08/07	Sipex Corporation	Merger Advisory		243.0	Technology, Media and Telecommunications
08/07	US BioEnergy Corporation	Fairness Opinion		230.0	Clean Technology and Renewables
09/07	Staktek Holdings, Inc.	Fairness Opinion		30.0	Technology, Media and Telecommunications
09/07	LDR Holding Corporation	Private Placement		25.0	Health Care
09/07	AthenaHealth Inc.	Initial Public Offering	NYSE: ATHN	130.1	Health Care
09/07	Everlast Worldwide Inc.	Seller Advisory		191.0	Consumer
09/07	Aegis Loan Servicing, a division of Aegis Mortgage Corporation, a portfolio company of Cerberus Capital Management	Seller Advisory		Undisclosed	Financial Institutions
09/07	Associated Grocers, Inc.	Seller Advisory		Undisclosed	Consumer
10/07	Sierra Wireless	Follow-On Offering	NASDAQ: SWIR	85.1	Technology, Media and Telecommunications
10/07	China Digital TV Holding Co. Ltd.	American Depository Receipt	NYSE: STV	220.8	Technology, Media and Telecommunications
10/07	Engineered Materials Solutions, a portfolio company of Blue Point Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
10/07	TomoTherapy Incorporated	Follow-On Offering	NASDAQ: TOMO	217.5	Health Care
10/07	Textainer Group Holdings Limited	Initial Public Offering	NYSE: TGH	148.5	Financial Institutions
10/07	JA Solar Holdings Co., Ltd.	Follow-On Offering	NASDAQ: JASO	305.7	Clean Technology and Renewables
10/07	Compellent Technologies, Inc.	Initial Public Offering	NYSE: CML	81.0	Technology, Media and Telecommunications
10/07	Lone Star U.S. Acquisitions, LLC	Buyer Advisory		300.0	Financial Institutions
10/07	Trans1 Inc.	Initial Public Offering	NYSE: TSON	94.9	Health Care
10/07	Volcano Corporation	Follow-On Offering	NASDAQ: VOLC	130.8	Health Care
10/07	Specific Media, Inc.	Private Placement		100.0	Technology, Media and Telecommunications
10/07	Carey International, a portfolio company of Chartwell Investments	Seller Advisory		60.0	Industrial Growth
10/07	Ulta Salon Cosmetics & Fragrance Inc.	Initial Public Offering	NASDAQ: ULTA	176.8	Consumer
10/07	Optimer Pharmaceuticals, Inc.	PIPE	NASDAQ: OPTR	35.9	Health Care
10/07	Atlantis Components, Inc.	Seller Advisory		71.0	Health Care
10/07	CNinsure inc.	Initial Public Offering	NYSE: CISG	216.4	Financial Institutions
10/07	BarrierSafe Solutions, a portfolio company of Riverside Parnters and StoneCreek Capital	Seller Advisory		Undisclosed	Industrial Growth
11/07	Giant Interactive Group Inc.	American Depository Receipt	NYSE: GA	1019.5	Technology, Media and Telecommunications
11/07	Nanosphere, Inc.	Initial Public Offering	NYSE: NSPH	98.0	Health Care
11/07	Optimost LLC	Seller Advisory		52.0	Technology, Media and Telecommunications
11/07	Medtronic, Inc.	Buyer Advisory		420.0	Health Care
11/07	MRU Holdings, Inc.	PIPE	OTC: UNCL	24.4	Financial Institutions
11/07	BioForm Medical, Inc.	Initial Public Offering	NASDAQ: BFRM	92.0	Health Care
11/07	Agria Corp.	Initial Public Offering	NYSE: GRO	283.0	Consumer
11/07	Fresh Del Monte Produce Inc.	Follow-On Offering	NYSE: FDP	289.7	Consumer
11/07	Focus Media Holding Ltd.	American Depository Receipt	NASDAQ: FMCN	888.4	Technology, Media and Telecommunications
11/07	Lumber Liquidators Inc.	Initial Public Offering	NYSE: LL	110.0	Consumer
11/07	American Public Education Inc.	Initial Public Offering	NYSE: APEI	107.8	Technology, Media and Telecommunications
11/07	Wright Medical Group Inc.	Convertible	NASDAQ: WMGI	200.0	Health Care
11/07	Marshall BankFirst SVS	Seller Advisory		60.6	Financial Institutions
11/07	Kele, Inc.	Seller Advisory		Undisclosed	Industrial Growth
12/07	Canadian Solar, Inc.	Convertible	NASDAQ: CSIQ	75.0	Clean Technology and Renewables
12/07	ChinaEdu Corporation	Initial Public Offering	NASDAQ: CEDU	68.2	Technology, Media and Telecommunications
12/07	Yingli Green Energy Holdings Co. Ltd.	Convertible	NYSE: YGE	172.5	Clean Technology and Renewables
12/07	Wonder Auto Technology Inc.	PIPE	NASDAQ: WATG	26.0	Technology, Media and Telecommunications
12/07	Yingli Green Energy Holdings Co. Ltd.	American Depository Receipt	NYSE: YGE	200.0	Clean Technology and Renewables
12/07	Cardtronics, Inc.	Initial Public Offering	NASDAQ: CATM	120.0	Financial Institutions
12/07	MedAssets	Initial Public Offering	NASDAQ: MDAS	212.8	Health Care
12/07	Intellon Corp.	Initial Public Offering	NASDAQ: ITLN	51.1	Technology, Media and Telecommunications
12/07	Intellon Corp.	Initial Public Offering	NASDAQ: ITLN	51.1	Clean Technology and Renewables
12/07	iTradeNetwork, Inc.	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
12/07	Gushan Environmental Energy Ltd.	Initial Public Offering	NYSE: GU	184.6	Clean Technology and Renewables
12/07	Rudolph Technologies, Inc.	Buyer Advisory		Undisclosed	Technology, Media and Telecommunications
12/07	Ardea Biosciences, Inc.	PIPE	NASDAQ: RDEA	40.0	Health Care
12/07	Apogee Enterprises, Inc.	Buyer Advisory		43.6	Industrial Growth
12/07	Lanx, Inc.	Private Placement		25.0	Health Care
01/08	CGEN Digital Media Network Co. Ltd.	Seller Advisory		350.0	Technology, Media and Telecommunications
01/08	Solarfun Power Holdings Co. Ltd.	Convertible	NASDAQ: SOLF	172.5	Clean Technology and Renewables
01/08	ATA Inc.	Initial Public Offering	NASDAQ: ATAI	46.3	Technology, Media and Telecommunications
01/08	ReneSola Ltd.	Initial Public Offering	AIM: SOLA	130.0	Clean Technology and Renewables
01/08	AppTec Laboratory Services, Inc.	Seller Advisory		163.0	Health Care
01/08	Universal Trailer Corporation, a portfolio company of Dubin Clark & Company Inc.	Seller Advisory		45.0	Industrial Growth
02/08	eyeonics, Inc.	Merger Advisory		Undisclosed	Health Care
02/08	AGEIA Technologies, Inc.	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
02/08	Acorda Therapeutics, Inc.	Follow-On Offering	NASDAQ: ACOR	81.6	Health Care
02/08	American Public Education Inc.	Follow-On Offering	NYSE: APEI	150.7	Technology, Media and Telecommunications
02/08	Cameron Mitchell Restaurants, LLC	Seller Advisory		94.0	Consumer
02/08	Eclipsys Corp.	Buyer Advisory		53.0	Health Care
02/08	BPW Acquisition Corp.	Initial Public Offering	NASDAQ: BPW	350.0	Financial Institutions
03/08	The Wellstead of Rogers	Seller Advisory		48.5	Health Care
03/08	LNK Partners	Buyer Advisory		Undisclosed	Consumer
03/08	Blu Dot Design & Manufacturing, Inc.	Seller Advisory		Undisclosed	Consumer
03/08	Sweet Leaf Tea Company	Private Placement		19.3	Consumer
03/08	Tideway Systems Ltd.	Private Placement		27.0	Technology, Media and Telecommunications
03/08	Heritage-Crystal Clean Inc.	Initial Public Offering	NASDAQ: HCCI	25.3	Technology, Media and Telecommunications
03/08	Specific Media, Inc.	Buyer Advisory		Undisclosed	Technology, Media and Telecommunications
03/08	Visa Inc.	Initial Public Offering	NYSE: V	19650.4	Financial Institutions
03/08	Lifecore Biomedical, Inc.	Seller Advisory		239.0	Health Care
03/08	Timothy's Coffees of the World, Inc.	Seller Advisory		Undisclosed	Consumer
03/08	MGIC Investment Corp.	Convertible	NYSE: MTG	390.0	Financial Institutions
03/08	MGIC Investment Corp.	Follow-On Offering	NYSE: MTG	483.0	Financial Institutions
03/08	AVANIR Pharmaceuticals	Registered Direct	NYSE: AVNR	40.0	Health Care
04/08	FMG Acquisition Corp.	Fairness Opinion		95.0	Financial Institutions
04/08	Douglas Theatre Company	Merger Advisory		40.5	Industrial Growth
04/08	Market Track, LLC	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
05/08	Cameron Health, Inc.	Private Placement		50.0	Health Care
05/08	JA Solar Holdings Co., Ltd.	Convertible	NASDAQ: JASO	400.0	Clean Technology and Renewables
06/08	ReneSola Ltd.	Follow-On Offering	AIM: SOLA	212.2	Clean Technology and Renewables
06/08	Evergreen Solar, Inc.	Convertible	NASDAQ: ESLR	373.8	Clean Technology and Renewables
06/08	Canadian Solar, Inc.	Convertible	NASDAQ: CSIQ	74.0	Clean Technology and Renewables
07/08	Cytochroma Inc.	Private Placement		45.0	Health Care
07/08	Tyrell, Inc.	Private Placement		28.0	Health Care
07/08	Reliant Technologies	Merger Advisory		95.0	Health Care
07/08	EP MedSystems Inc.	Seller Advisory		91.0	Health Care
07/08	Lone Star Funds	Buyer Advisory		5900.0	Financial Institutions
07/08	Kintera Inc.	Seller Advisory		45.7	Technology, Media and Telecommunications
07/08	Leggett & Platt, Inc. Leggett & Platt Aluminum Group	Seller Advisory		350.0	Industrial Growth
07/08	Canadian Solar, Inc.	Follow-On Offering	NASDAQ: CSIQ	119.0	Clean Technology and Renewables
07/08	GT Solar International, Inc.	Initial Public Offering	NASDAQ: SOLR	499.9	Clean Technology and Renewables
07/08	EnergySolutions, Inc.	Follow-On Offering	NYSE: ES	764.8	Clean Technology and Renewables
07/08	China Distance Education Holdings Ltd.	Initial Public Offering	NYSE: DL	61.3	Technology, Media and Telecommunications
08/08	Cytori Therapeutics Inc.	Registered Direct	NASDAQ: CYTX	17.0	Health Care
08/08	Sharp Corporation	Seller Advisory		99.0	Health Care
08/08	Ferro Corporation	Convertible	NYSE: FOE	172.5	Industrial Growth
08/08	CAI International Inc.	Follow-On Offering	NYSE: CAP	34.9	Financial Institutions
08/08	Credence Systems GmbH	Fairness Opinion		Undisclosed	Technology, Media and Telecommunications
09/08	Micromet, Inc.	PIPE	NASDAQ: MITI	40.0	Health Care
10/08	HealthPlan Holdings, Inc.	Seller Advisory		Undisclosed	Health Care
10/08	Eclipsys Corp.	Buyer Advisory		43.0	Health Care
10/08	The Endurance International Group, Inc.	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
10/08	DNA Diagnostics Center, Inc.	Seller Advisory		Undisclosed	Health Care
11/08	Ramgen Power Systems, LLC	Private Placement			Clean Technology and Renewables
11/08	Precision Therapeutics, Inc.	Private Placement		43.0	Health Care
11/08	Grand Canyon Education, Inc.	Initial Public Offering	NYSE: LOPE	144.9	Technology, Media and Telecommunications
12/08	American Public Education Inc.	Follow-On Offering	NYSE: APEI	158.5	Technology, Media and Telecommunications
12/08	Eclipsys Corp.	Buyer Advisory		38.5	Health Care
01/09	Transmeta Corporation	Seller Advisory		255.0	Technology, Media and Telecommunications
01/09	Dexcom, Inc.	Registered Direct	NASDAQ: DXCM	48.0	Health Care
01/09	ZoomSystems, Inc.	Private Placement		20.0	Technology, Media and Telecommunications
02/09	BioTrove, Inc.	Private Placement		20.0	Health Care
02/09	Aradigm Corporation	Registered Direct	NYSE: ARDM	4.5	Health Care
03/09	Bacchus Vascular, Inc.	Seller Advisory		Undisclosed	Health Care
03/09	iScience Interventional, Inc.	Private Placement		20.5	Health Care
03/09	Lionsgate	Buyer Advisory		255.0	Technology, Media and Telecommunications
03/09	Cytori Therapeutics Inc.	Registered Direct	NASDAQ: CYTX	10.0	Health Care
03/09	Urban Decay Cosmetics, LLC	Buyer Advisory		Undisclosed	Consumer
04/09	Medtronic, Inc.	Buyer Advisory		700.0	Health Care
04/09	Fidelity National Financial, Inc.	Follow-On Offering	NYSE: FNF	345.2	Financial Institutions
04/09	Bridgepoint Education	Initial Public Offering	NYSE: BPI	163.0	Technology, Media and Telecommunications
04/09	Rosetta Stone Inc.	Initial Public Offering	NYSE: RST	129.4	Technology, Media and Telecommunications
04/09	Fortegra Financial Corporation	Buyer Advisory		Undisclosed	Financial Institutions
04/09	Hansen Medical, Inc.	Registered Direct	NASDAQ: HNSN	38.0	Health Care
04/09	Power-One, Inc.	Convertible PIPE	NASDAQ: PWER	60.0	Clean Technology and Renewables
04/09	SunPower Corporation	Convertible	NASDAQ: SPWRA	230.0	Clean Technology and Renewables
04/09	SunPower Corporation	Follow-On Offering	NASDAQ: SPWRA	227.7	Clean Technology and Renewables
04/09	Muze Inc.	Seller Advisory		16.5	Technology, Media and Telecommunications
05/09	Junefield Department Store Group Limited	Buyer Advisory		14.2	Industrial Growth
05/09	Avalon Pharmaceuticals Inc.	Seller Advisory		10.0	Health Care
05/09	VICORP Restaurants, Inc.	Seller Advisory		Undisclosed	Consumer
05/09	Nubrands Group Holdings Limited	Buyer Advisory		197.6	Industrial Growth
05/09	US Bancorp	Follow-On Offering	NYSE: USB	2755.4	Financial Institutions
05/09	Evergreen Solar, Inc.	Registered Direct	NASDAQ: ESLR	76.6	Clean Technology and Renewables
05/09	Cephalon, Inc.	Convertible	NASDAQ: CEPH	500.0	Health Care
05/09	Cephalon, Inc.	Follow-On Offering	NASDAQ: CEPH	300.0	Health Care
06/09	VNUS Medical Technologies, Inc.	Seller Advisory		512.0	Health Care
06/09	Optimal Reading Services Group, Inc.	Private Placement			Health Care
06/09	Equinix, Inc.	Convertible	NASDAQ: EQIX	373.8	Technology, Media and Telecommunications
06/09	Delcath Systems, Inc.	Registered Direct	NASDAQ: DCTH	3.0	Health Care
06/09	361 Degree International Ltd	Leveraged Buyout	SEHK: 1361	262.4	Consumer
06/09	Santur Corporation	Private Placement			Technology, Media and Telecommunications
06/09	Yingli Green Energy Holding Co. Ltd.	Follow-On Offering	NYSE: YGE	278.0	Clean Technology and Renewables
06/09	Assured Guaranty Ltd.	Follow-On Offering	NYSE: AGO	487.0	Financial Institutions
06/09	Lumena Resources Group	Initial Public Offering	SEHK: 67	170.6	Industrial Growth
06/09	Chemspec International Limited	Initial Public Offering	NASDAQ: CPC	72.8	Clean Technology and Renewables
06/09	Duoyuan Global Water Inc.	Initial Public Offering	NYSE: DGW	101.2	Clean Technology and Renewables
06/09	LogMeIn, Inc.	Initial Public Offering	NASDAQ: LOGM	122.7	Technology, Media and Telecommunications
07/09	Amber Energy Limited	Initial Public Offering	SEHK: 90	24.5	Industrial Growth
07/09	People Media	Seller Advisory		80.0	Technology, Media and Telecommunications
07/09	Seneca Foods Corp.	Follow-On Offering	NASDAQ: SENEA	82.6	Consumer
07/09	Trina Solar Ltd.	Follow-On Offering	NYSE: TSL	129.4	Clean Technology and Renewables
07/09	Endologix, Inc.	Registered Direct	NASDAQ: ELGX	16.0	Health Care
07/09	Micromet, Inc.	Registered Direct	NASDAQ: MITI	80.5	Health Care
07/09	Radiac Abrasives Inc.	Seller Advisory		Undisclosed	Industrial Growth
08/09	Brightoil Petroleum (Holdings) Limited	Convertible	SEHK: 933	120.0	Industrial Growth
08/09	Emdeon Inc	Initial Public Offering	NYSE: EM	422.5	Health Care
08/09	Starwood Property Trust Inc	Initial Public Offering	NYSE: STWD	931.5	Financial Institutions
08/09	Ocwen Financial Corp	Follow-On Offering	NYSE: OCN	289.8	Financial Institutions
08/09	SoftBrands, Inc.	Seller Advisory		80.0	Technology, Media and Telecommunications
08/09	MAKO Surgical Corp.	Registered Direct	NASDAQ: MAKO	58.4	Health Care
08/09	OptiMedica Corporation	Private Placement		30.0	Health Care
09/09	China Lilang Ltd	Initial Public Offering	SEHK: 1234	150.0	Consumer
09/09	Gevo, Inc.	Private Placement		32.5	Clean Technology and Renewables
09/09	Agent Logic Inc.	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
09/09	Cree Inc.	Follow-On Offering	NASDAQ: CREE	449.1	Technology, Media and Telecommunications
09/09	Grand Canyon Education, Inc.	Follow-On Offering	NASDAQ: LOPE	113.9	Technology, Media and Telecommunications
10/09	UQM Technologies, Inc.	Registered Direct	AMEX: UQM	34.5	Clean Technology and Renewables
10/09	Education Management Corporation	Initial Public Offering	NASDAQ: EDMC	414.0	Technology, Media and Telecommunications
10/09	CuraGen Corp.	Seller Advisory		93.5	Health Care
10/09	Finisar Corp.	Convertible	NASDAQ: FNSR	139.1	Technology, Media and Telecommunications
10/09	Hana Biosciences, Inc.	PIPE	OTC: HNAB	12.4	Health Care
10/09	Zhongpin, Inc.	Registered Direct	NASDAQ: HOGS	61.0	Consumer
10/09	DragonWave Inc.	Follow-On Offering	NASDAQ: DRWI	129.7	Technology, Media and Telecommunications
10/09	Canadian Solar, Inc.	Follow-On Offering	NASDAQ: CSIQ	108.7	Clean Technology and Renewables
10/09	Nanosphere, Inc.	Registered Direct	NASDAQ: NSPH	37.8	Health Care
10/09	Vitamin Shoppe, Inc.	Initial Public Offering	NYSE: VSI	177.8	Consumer
10/09	Telvent GIT, S.A.	Follow-On Offering	NASDAQ: TLVT	114.2	Clean Technology and Renewables
10/09	Veeco Instruments Inc.	Follow-On Offering	NASDAQ: VECO	136.6	Clean Technology and Renewables
10/09	Clinical Data, Inc.	Registered Direct	NASDAQ: CLDA	47.4	Health Care
10/09	NetStreams, Inc.	Seller Advisory		7.0	Technology, Media and Telecommunications
10/09	Comtec Solar Technology Co., Ltd.	Initial Public Offering	SEHK: 712	68.0	Clean Technology and Renewables
11/09	Big Idea Holdings, LLC	Private Placement		10.0	Consumer
11/09	Zephyr Insurance Company	Seller Advisory		Undisclosed	Financial Institutions
11/09	Ancestry.com Inc.	Initial Public Offering	NASDAQ: ACOM	100.0	Technology, Media and Telecommunications
11/09	Duoyuan Printing, Inc.	Initial Public Offering	NYSE: DYP	54.9	Industrial Growth
11/09	Chef Solutions, LLC	Private Placement		24.0	Consumer
11/09	ParkerVision, Inc.	Registered Direct	NASDAQ: PRKR	16.0	Technology, Media and Telecommunications
11/09	Wonder Auto Technology, Inc.	Follow-On Offering	NASDAQ: WATG	74.2	Industrial Growth
11/09	rue21, Inc.	Initial Public Offering	NASDAQ: RUE	147.8	Consumer
11/09	Brightoil Petroleum (Holdings) Limited	Merger Advisory		40.8	Industrial Growth
11/09	Compellent Technologies, Inc.	Follow-On Offering	NYSE: CML	73.9	Technology, Media and Telecommunications
11/09	Archipelago Learning, Inc.	Initial Public Offering	NASDAQ: ARCL	118.6	Technology, Media and Telecommunications
11/09	LogMeIn, Inc.	Follow-On Offering	NASDAQ: LOGM	57.8	Technology, Media and Telecommunications
11/09	Novavax, Inc.	Registered Direct	NASDAQ: NVAX	22.4	Health Care
11/09	Brightoil Petroleum (Holdings) Limited	Buyer Advisory		52.5	Industrial Growth
12/09	Fufeng Group Limited	Block Trade	SEHK: 546	36.0	Industrial Growth
12/09	Select Comfort Corporation	Registered Direct	NASDAQ: SCSS	19.7	Consumer
12/09	G-III Apparel Group Ltd.	Registered Direct	NASDAQ: GIII	37.2	Consumer
12/09	Mobi Development Co., Ltd.	Initial Public Offering	SEHK: 947	76.0	Technology, Media and Telecommunications
12/09	Nanometrics Inc.	Registered Direct	NASDAQ: NANO	33.8	Technology, Media and Telecommunications
12/09	China Corn Oil Company Limited	Initial Public Offering	SEHK: 1006	80.0	Consumer
12/09	ATI Enterprises Inc.	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
12/09	Discrete Wireless, Inc.	Seller Advisory		Undisclosed	Technology, Media and Telecommunications
01/10	CHF Solutions Inc.	Seller Advisory		Undisclosed	Health Care
01/10	Sinovac Biotech Ltd.	Follow-On Offering	NYSE: SVA	66.0	Health Care
01/10	Duoyuan Global Water Inc.	Follow-On Offering	NYSE: DGW	104.6	Clean Technology and Renewables
01/10	Arch Aluminum & Glass Co., Inc.	Seller Advisory		64.0	Industrial Growth
02/10	RadPharm Inc.	Seller Advisory		Undisclosed	Health Care
02/10	Centaur Services Ltd.	Seller Advisory		47.0	Health Care
02/10	IntegraMed America, Inc.	Follow-On Offering	NASDAQ: INMD	21.0	Health Care
02/10	Merz GmbH & Co. KGaA	Buyer Advisory		253.0	Health Care
02/10	rue21, Inc	Follow-On Offering	NASDAQ: RUE	172.5	Consumer
03/10	Green Plains Renewable Energy, Inc.	Follow-On Offering	NASDAQ: GPRE	85.4	Clean Technology and Renewables
03/10	Rovi Corporation	Convertible	NASDAQ: ROVI	460.0	Technology, Media and Telecommunications
03/10	Micromet, Inc.	Follow-On Offering	NASDAQ: MITI	80.5	Health Care
03/10	Financial Engines, Inc.	Initial Public Offering	NASDAQ: FNGN	146.3	Financial Institutions
03/10	Finisar Corporation	Follow-On Offering	NASDAQ: FNSR	139.1	Technology, Media and Telecommunications
03/10	China Chief Cable TV Group Ltd.	Follow-On Offering	SEHK: 8153	32.9	Technology, Media and Telecommunications
03/10	SunPower Corporation	Convertible	NASDAQ: SPWRA	250.0	Clean Technology and Renewables
03/10	Cardtronics, Inc.	Follow-On Offering	NASDAQ: CATM	84.0	Financial Institutions
04/10	Tengion, Inc.	Initial Public Offering	NASDAQ: TNGN	30.0	Health Care
04/10	Education Connection Services, Inc.	Seller Advisory		500.0	Technology, Media and Telecommunications
04/10	Kilroy Realty Corp.	Follow-On Offering	NYSE: KRC	312.8	Industrial Growth
04/10	Macerich Co.	Follow-On Offering	NYSE: MAC	1230.0	Industrial Growth
04/10	Hansen Medical, Inc.	Registered Direct	NASDAQ: HNSN	32.2	Health Care
04/10	Evergreen Solar Inc.	Convertible	NASDAQ: ESLR	165.0	Clean Technology and Renewables
04/10	MGIC Investment Corp.	Convertible	MTG	345.0	Financial Institutions
04/10	Codexis, Inc.	Initial Public Offering	NASDAQ: CDXS	78.0	Clean Technology and Renewables
04/10	Dynavox Inc.	Initial Public Offering	NASDAQ: DVOX	140.6	Health Care
04/10	Mitel Networks Corp.	Initial Public Offering	NASDAQ: MITL	147.4	Technology, Media and Telecommunications
04/10	MGIC Investment Corp.	Follow-On Offering	NYSE: MTG	805.0	Financial Institutions
04/10	Invatec	Seller Advisory		500.0	Health Care
04/10	O-Net Communications (Group) Ltd.	Initial Public Offering	SEHK: 877	72.2	Technology, Media and Telecommunications
04/10	Medquist Inc., a portfolio company of CBay Systems	Buyer Advisory		116.3	Health Care
04/10	Alpha & Omega Semiconductor, Ltd.	Initial Public Offering	NASDAQ: AOSL	91.6	Technology, Media and Telecommunications
04/10	Convio, Inc.	Initial Public Offering	NASDAQ: CNVO	46.2	Technology, Media and Telecommunications
04/10	Sijia Group Company Limited	Initial Public Offering	SEHK: 1863	96.0	Industrial Growth
04/10	Switch & Data Facilities Co., Inc.	Seller Advisory		867.0	Technology, Media and Telecommunications
05/10	Charm Communications Inc.	Initial Public Offering	NASDAQ: CHRM	74.2	Technology, Media and Telecommunications
05/10	Douglas Dynamics, Inc.	Initial Public Offering	NYSE: PLOW	112.5	Industrial Growth
05/10	Lansen Pharmaceutical Holdings Ltd.	Initial Public Offering	SEHK: 503	78.7	Health Care
05/10	Express Inc.	Initial Public Offering	NYSE: EXPR	272.0	Consumer
05/10	TeleNav, Inc.	Initial Public Offering	NASDAQ: TNAV	64.4	Technology, Media and Telecommunications
05/10	Captain D's, LLC	Seller Advisory		Undisclosed	Consumer
05/10	ReachLocal, Inc.	Initial Public Offering	NASDAQ: RLOC	62.3	Technology, Media and Telecommunications
05/10	Vitamin Shoppe, Inc.	Follow-On Offering	NYSE: VSI	168.5	Consumer
05/10	Anadys Pharmaceuticals Inc.	Registered Direct	NASDAQ: ANDS	12.5	Health Care
05/10	GenMark Diagnostics, Inc.	Initial Public Offering	NASDAQ: GNMK	27.6	Health Care
06/10	Higher One Holdings Inc.	Initial Public Offering	NYSE: ONE	124.2	Financial Institutions
06/10	China New Borun Corp.	Initial Public Offering	NYSE: BORN	40.1	Consumer
06/10	Ulta Salon Cosmetics & Fragrance Inc.	Follow-On Offering	NASDAQ: ULTA	229.7	Consumer
06/10	Chaowei Power Holdings Ltd.	Initial Public Offering	SEHK: 951	70.0	Industrial Growth
07/10	SenoRX, Inc.	Seller Advisory		213.0	Health Care
07/10	Cninsure Inc.	Follow-On Offering	NASDAQ: CISG	115.0	Financial Institutions
07/10	SMART Technologies Inc.	Initial Public Offering	NASDAQ: SMT	660.1	Technology, Media and Telecommunications
07/10	RealD Inc.	Initial Public Offering	NYSE: RLD	230.0	Technology, Media and Telecommunications
07/10	Green Dot Corporation	Initial Public Offering	NYSE: GDOT	188.7	Financial Institutions
07/10	Molycorp, Inc.	Initial Public Offering	NYSE: MCP	393.8	Clean Technology and Renewables
08/10	Trius Therapeutics, Inc.	Initial Public Offering	NASDAQ: TSRX	50.0	Health Care
08/10	Gordmans Stores, Inc	Initial Public Offering	NASDAQ: GMAN	58.9	Consumer
08/10	China Kanghui Holdings	Initial Public Offering	NYSE: KH	68.4	Health Care
08/10	Cardtronics Inc.	Follow-On Offering	NASDAQ: CATM	98.0	Financial Institutions
08/10	Benefitfocus.com, Inc.	Private Placement		30.0	Health Care